Habitat III Regional Report for the Arab Region: Papers on “Inclusive cities,” “Migration and Refugees in Urban Areas,” and “Land Structure, Process, and Outcome,” for UN-Habitat (ROAS) and United Nations (ESCWA), 2015-2016

Abstract

In 2016, the Institute for International Urban Development (I2UD), led by Mona Serageldin and François Vigier, acted as main contributor to a report, “Habitat III Regional Report for the Arab Region,” implemented under the UN-Habitat Regional Office for Arab States (ROAS) and the United Nations Economic and Social Commission for Western Asia (ESCWA).

Topics include “Inclusive cities,” “Migration and Refugees in Urban Areas,” and “Land Structure, Process, and Outcome.” Documents are a range of preliminary draft materials, expert group meeting materials, and full report. Presentations are from Expert Group Meetings in Beirut and Cairo, and for the May 2017 ICNUP Conference. Two draft issue papers from 2015 were presented at the Habitat III conference in Quito, Ecuador in October 2016.

Project Year:2015
Project Type:Regional Report
Geographic Regions:Beirut, Lebanon and Cairo, Egypt (Meeting Locations) / Quito, Ecuador (Conference Location)
Reports:














Authors:Mona Serageldin; FrançoisVigier; Barbara Summers; Maren Larsen; Johann Friedl
Sponsors:UN-Habitat; United Nations Economic and Social Commission for Western Asia (ESCWA); UN-Habitat Regional Office for Arab States (ROAS)
Categories:Climate Change and Resilience Building
  
ID:2015_10_003

Related I2UD Projects

“National Urban Strategy for Governorates in Iraq,” Development Strategy for Phase II of the United Nations Development Programme (UNDP) and Iraq Ministry of Planning Local Area Development Programme (LADP II), 2014-2018

Abstract

The 2014-2018 project “National Urban Strategy for Governorates in Iraq” was part of the UN-Habitat’s second phase of the United Nations Development Programme (UNDP) with the Iraq Ministry of Planning Local Area Development Programme (LADP II).

The goal of Iraq’s LADP II project was to increase the capacity for monitoring and coordination between all levels of Iraqi government — with an aim of localizing urban development strategies, sectoral/spatial planning and structural planning at the Governorate level. These changes would ideally result in improved planning practices, higher budget execution and service delivery for Iraqi communities.

To facilitate the achievement of these goals, an I2UD team prepared a 5-part presentation for the Workshop on Strategic Urban Development Framework held from February-March 2016 in Erbil (Irbīl), Iraq. The project goals included analysis of the UN Sustainable Development Goals for 2030.

Documents include sections of Preliminary, Interim and Final report documentation, 2015-2018:

  • A summary presentation of the UN Habitat role in the Local Area Development Programme II project, followed by a GDP Computation Report and Presentation, and I2UD’s proposal for a National Urban Strategy Outline.
  • Parts 1-5 of the main Project elements: Participatory Planning Platform, Demographic Projections, Economic Analysis, Infrastructure Systems and Resource Management.
  • Interim reports, ending with a presentation to the UN Working Group from February 2017: “Presentation to the UN Working Group on Decentralisation and Service Delivery.”
  • Presentations on Iraq’s Governorate “clusters”: Southern Cluster, Pilgrimage Cluster, and Central Cluster.
  • A final report presentation, from March 2018.

See related I2UD projects below

Project Year:2014-2018
Project Type:Development Strategy
Geographic Regions:Erbil, Southern Kurdistan, Iraq (Workshop Location) / Iraq Governorates
Reports:
Preliminary Reports:
NUS for Iraq Governorates: UN Habitat Role in the Local Area Development Programme II (Presentation, December 2015)

NUS for Iraq Governorates: GDP Computation (Report, Technical Brief, April 2016)

NUS for Iraq Governorates: GDP Computation (Presentation, Technical Brief, April 2016)

NUS for Iraq Governorates: National Urban Strategy Outline, I2UD (Presentation, June 2016)




Presentations Parts 1-5:
NUS for Iraq Governorates: Part 1, “Participatory Planning Platform,
Demographic Projections, Economic Analysis” (July 2016)


NUS for Iraq Governorates: Part 2, “Infrastructure Systems and Resource Management – Conceptual Approach” (July 2016)

NUS for Iraq Governorates: Part 2 Methodology (Presentation, January 2016)

NUS for Iraq Governorates: Part 3 Project Platform (Presentation, March 2016)

NUS for Iraq Governorates: Part 4 GDP Calculation Methodology (Presentation)

NUS for Iraq Governorates: Part 5 Role of Local Authorities (Presentation)




Interim Reports:
NUS for Iraq Governorates: Developing a National Urban Strategy (Presentation, October 2016)

NUS for Iraq Governorates: Progress Update on Assessment of Governorate Plans (Presentation, October 2016)

NUS for Iraq Governorates: Indicator Technical Brief (November 2016)

NUS for Iraq Governorates: Presentation to UN Working Group (February 2017)




Cluster Reports:
NUS for Iraq Governorates: Southern Cluster (Report, March 2017)

NUS for Iraq Governorates: Southern Cluster (Presentation, March 2017)

NUS for Iraq Governorates: Pilgrimage Cluster (Presentation, August 2017)

NUS for Iraq Governorates: Pilgrimage Cluster (Report, November 2017)

NUS for Iraq Governorates: Central Cluster (Presentation, November 2017)




Final Report:
NUS for Iraq Governorates: (Final Presentation, March 2018)
Authors:Mona Serageldin; Daniel Tsai; Tarek Waly; Alejandra Mortarini; Saad Mahdi; Johann Friedl; Barbara Summers; Anna Soave; Bozhan Hawizy; Rania Kamel; Erfan Ali
Sponsors:UN Habitat; United Nations Development Programme (UNDP); European Union Local Area Development Programme (LADP-EU)
Categories:Urban Planning
  
ID:2014_11_001

Related I2UD Projects

“National Urban Policies in Arab States,” Regional Assessment and Case Studies on NUPs in Egypt, Jordan, Morocco, Saudi Arabia and Sudan, 2014

Abstract

I2UD produced a regional assessment report of National Urban Policies (NUPs) in Arab States in 2014, to describe and analyze contextual factors and the evolution of policies in major Arab states. The assessment included five in-depth case studies of NUPs in Egypt, Jordan, Morocco, Saudi Arabia, and Sudan, which reflect the geographical diversity in the area, as well as current policy objectives, opportunities and challenges in implementation for the region.

In a related report from April 2016, Mona Serageldin and François Vigier addressed a broader scope of NUPs, including European and global factors, in a paper titled “National Urban Policies and the Role of Sub-national Governments.”

Case study analysis focused on cross-cutting themes of compact and connected cities, inclusive cities, and climate-resilient cities. The final outputs included these case studies, a regional synthesis report, and a table of country profiles in relation to national urban policies.

Documents include an initial expression of interest, inception report, case studies for each country, final assessments, an executive summary, annexes and methodological notes, and an additional memo on informal settlements in Egypt.

See related I2UD projects below

Project Year:2014
Project Type:Regional Report
Geographic Regions:Egypt / Jordan / Morocco / Saudi Arabia / Sudan
Reports:
NUP in Arab States: (Full Report, February 2017)

NUP in Arab States: (Expression of Interest, August 2014)

NUP in Arab States: (Inception Report, March 2015)

NUP in Arab States: Methodology for UN Habitat

NUP in Arab States: Executive Summary (Serageldin and Vigier, April 2016)

NUP in Arab States: UN Habitat Partnership with the Arab States

NUP in Arab States: Informal Settlements in Egypt (Memo)

NUP in Arab States: Annex 1 Country Profiles

NUP in Arab States: Case Study Method and Analysis Guide for National Urban Policies

Case Studies:
NUP in Arab States: Egypt (Case Study)

NUP in Arab States: Sudan (Case Study)

NUP in Arab States: Saudi Arabia (Case Study)

NUP in Arab States: Jordan (Case Study)

NUP in Arab States: Morocco (Case Study)

NUP in Arab States: (Final Assessment Report)
Authors:Mona Serageldin; François Vigier; Maren Larsen; Lucie Charles
Sponsors:United Nations Centre for Human Settlements (UN-Habitat)
Categories:Urban Planning
  
ID:2014_08_001

Related I2UD Projects


“Planning for Climate Adaptation Program” for Four Dominican Republic Municipalities: Santo Domingo National District, Santiago de los Caballeros, San Pedro de Macoris, and Las Terrenas, 2015

“National Urban Policies in Arab States,” Regional Assessment and Case Studies on NUPs in Egypt, Jordan, Morocco, Saudi Arabia and Sudan, 2014

“Arusha Urbanization Strategy and Urban Development Plan,” Development Strategy for Arusha Municipality, Tanzania, 2009-2012

ICLRD: Urban Reconciliation Case Studies for Public Housing Estates in Ireland and Northern Ireland, with Study Profile on the Basel Metropolitan Area, 2010-2012

Executive Training Course 2006: “Strategic Planning for Sustainable Infrastructure Development,” Workshop Curriculum with Case Studies, Pretoria, South Africa, 2006

IEP 2003: “Infrastructure and Partnerships for Local Economic Development” in Pretoria and Bloemfontein, South Africa, International Education Programs, 2003

IEP 2002: “Strategic Planning for Local Development & Urban Revitalization,” Program Overview, International Education Programs, 2002

Workshops on “Strategic Planning and Management of Municipal Infrastructure Programs,” from Review of Grant-Funded MIPs in South Africa, May-June 1999

“Housing Microfinance Initiatives,” Case Study for USAID Microenterprise Best Practices Initiative, 1999-2000

ITP 1998: “The Role of Public/Private Partnerships in Urban Improvements,” with Case Studies on Kreuzberg, Berlin (Germany), GIS Mapping on Cape Cod (US) and the Maarouf Quarter of Cairo (Egypt), 1998

“City of Szczecin Capital Improvement Program,” Case Studies for Technical Assistance Program, Szczecin, Poland, 1996

ITP 1994: “Revitalization in Older Urban Spaces,” Upham’s Corner, Dorchester, Boston, South Boston, and New Haven (US); Montpellier (France); and Cork (Ireland) with Case Studies, International Education Programs, 1994

“Introduction to Local Finances,” Teaching Monographs and Case Studies on Finance Management, by Visiting Lecturer David C. Jones, 1994-1999

UN-Habitat Spatial Regional Plan and Assessment for the Kurdistan-Iraq Region Housing Program, 2014

Abstract

In 2014, I2UD provided an analysis and overview of the Kurdistan Iraq-Region Housing Program, which proposed an investment into meeting the housing needs of lower-income households in three Iraqi governorates.

Documents include a Synthesis Paper and presentation on capability enhancement solutions for refugees in Baghdad, Iraq, and case studies on housing programs in Bosnia and Herzegovina and Georgia for a workshop for the United Nations Human Settlements Programme (UN-Habitat). Additional materials include training program notes, presentations on spatial regional planning, preliminary assessments and case studies.

See related I2UD projects below

Project Year:2014
Project Type:Local Development Strategy
Geographic Regions:Southern Kurdistan, Iraq (also Baghdad, Iraq; Bosnia and Herzegovina; and Georgia)
Reports:
Kurdistan Iraq Region Housing Program:
Preliminary Assessment (Draft, February 2014)


Kurdistan Iraq Region Housing Program:
Training Program (Case Studies, June 2014)


Kurdistan Iraq Region Housing Program:
Training Program (Synthesis Paper, June 2014)


Kurdistan Iraq Region Housing Program:
Training Program (Presentation, October 2014)


Kurdistan Iraq Region Housing Program:
Spatial Regional Plan (Presentation, December 2014)


Kurdistan Iraq Region Housing Program:
Preliminary Assessment (Presentation, June 2015)


Kurdistan Iraq Region Housing Program:
Preliminary Assessment (Draft, June 2015)

Authors:Mona Serageldin; François Vigier; Daniel Tsai; Sheelah Gobar; Maren Larsen; Barbara Summers; Warren Hagist
Sponsors:United Nations Centre for Human Settlements (UN-Habitat)
Categories:Informal Settlements and Urban Upgrading
  
ID:2014_06_001

Related I2UD Projects

“Economy of Historic Preservation” in Erbil, Kurdistan, Report for Strengthening Urban & Regional Planning (SURP), UN-Habitat, 2014

Abstract

Mona Serageldin directed a report series titled “Economy of Historic Preservation” in 2014, in collaboration with the Ministry of Municipalities and Tourism (MOMT) and the Iraqi-Kurdistan Erbil Governorate. The project fulfilled a UN-Habitat program “Strengthening Urban and Regional Planning” (SURP), with support from François Vigier and Barbara Summers.

The report examines the interrelationship of cultural heritage preservation and urban development – in light of globalization, urbanization shifts and technological innovation. The analysis aligned with the SURP program goals, which support the capacity of officials in Erbil, a Kurdistan region of Iraq to stimulate financing for local infrastructure, and promote land value capture and community participatory processes.

Documents include the main report in two sections, an outline, slides for the full presentation, and supporting presentations with photographs. Case studies cover cultural heritage sites in the Medina of Tunis, Tunisia; Icheri Sheher in Baku, Azerbaijan, and in Quito, Ecuador.

See also: “National Urban Strategy for Governorates in Iraq,” UN-Habitat (UNDP) and Iraq Ministry of Planning (LADP II), 2014-2018

See related I2UD projects below

Project Year:2014
Project Type:Capacity Building Project
Geographic Regions:Erbil, Southern Kurdistan, Iraq (also Medina of Tunis, Tunisia; Icherisheher, Baku, Azerbaijan; and Quito, Ecuador)
Reports:
Economy of Historic Preservation: Part 1 “Heritage Preservation and Urban Development” (Overview)

Economy of Historic Preservation: Part 2 (Case Studies)

Economy of Historic Preservation: Full Presentation

Economy of Historic Preservation: “Overview of Municipal Finance” (Presentation, March 2015)

Economy of Historic Preservation: “What is Culture? Categories of Economic Values Attributed to Cultural Heritage Assets” (Presentation)

Authors:Mona Serageldin; François Vigier; Barbara Summers; David C. Jones
Sponsors:United Nations Centre for Human Settlements (UN-Habitat)
Categories:Historic Districts
  
ID:2014_06_002

Related I2UD Projects


Design Studio 1981: “Housing Design in Islamic Cultures” in Algeria, Bangladesh, Egypt, Iraq, Pakistan, Saudi Arabia and Indonesia, Seminar Curriculum

“Economy of Historic Preservation” in Erbil, Kurdistan, Report for Strengthening Urban & Regional Planning (SURP), UN-HABITAT, 2014

“Comprehensive Plan for Makkah, Madinah and Mashaer,” Urban Development Strategy for Ancient Holy Sites in Saudi Arabia, 2009

“Sustainable Development Based on Valorizing the Historic Urban Fabric,” Paper by Dr. Mona Serageldin, 9th World Congress of the Organization of World Heritage Cities in Kazan, Tatarstan, Russia, 2007

“Integrated Area Management Action Plan,” Urban Management Plan for the Ancient Walled City Icheri Sheher, Baku, Azerbaijan, 2006

“Revitalization of Kars Historic Center” & “Strategies for Sustainable Development,” Technical Assistance and Capacity-Building for Kars, Turkey, 2004-2008

“Cooperation and Capacity Building for Promoting Cultural, Natural and Built Heritage in Transylvania,” Technical Assistance Report for Brașov, Sibiu, Sighișoara and Târgu Mureș, Romania, 2004

“Continuity and Change” by Dr. Mona Serageldin, Topic Paper for 48th World Congress, International Federation for Housing and Planning (IFHP), 2004

“Historic Center of Mexico City” Diagnostic Summary, Technical Assistance for Mexico City, Mexico, 2003

“Master Plan for the Revitalization of the Older Urban Fabric,” Preservation in the Old City of Al Qusair, Egypt, 2000

“St. Petersburg Center City Rehabilitation Project,” Urban Planning Network for St. Petersburg, Russia, 2000

“Preserving the Historic Urban Fabric in a Context of Fast Paced Change,” Research Essay by Dr. Mona Serageldin, 1998

“Lublin Local Initiatives Program” & “Lublin Old Town Rehabilitation Project,” Technical Assistance for Urban Upgrading in Lublin, Poland, 1994-2000

“Samarkand, Uzbekistan: Revitalization and Rehabilitation of the Historic District,” Technical Assistance for the City of Samarkand, Uzbekistan, 1994

“Upgrading and Conservation of the Walled City of Lahore,” Regional Report on the Preservation of Historic Lahore, Pakistan, 1988

“Urban Planning Guide for City Leaders,” Research for UN-Habitat Report, 2014 Edition

In 2014, Dr. Mona Serageldin, Elda Solloso, and Gil Kelley contributed to background research papers for the 2014 edition of the UN-Habitat publication “Urban Planning Guide for City Leaders.” The 188-page report sought to help local leaders to develop and communicate urban planning initiatives and to follow best practices in light of rapid urbanization.


[Excerpt:] Table 4.1, Adapted from research by Dr. Serageldin (page 97):

Project Year:2012
Project Type:Development Strategy
Geographic Regions:Global / None Specified
Reports:
Authors:Mona Serageldin; Pablo Vaggione; Carolina Morgan; Elda Solloso; Gil Kelley
Sponsors:UN-Habitat; Siemens; Swedish International Development Cooperation Agency (Sida)
Categories:Informal Settlements and Urban Upgrading
  
ID:2012_00_002

“GCC Regional Spatial Strategy – Elements and Considerations,” Urban Development Plan, UN-Habitat Gulf States Regional Office Workshops, 2013

Abstract

The “GCC Regional Spatial Strategy” is an urban development plan presented by Dr. Mona Serageldin, along with I2UD in 2013, as part of a series of regional workshops for high-level municipal officials organized by the Gulf States Regional Office of UN-Habitat.

Serageldin authored another report, “Elements and Considerations” and a presentation for the June 2013 workshops, held in Amman, Jordan. Workshops discussed challenges and priorities for regional urban development among GCC countries. Topics stressed the importance of national and regional spatial development strategies for individual member countries, and aimed to utilize growth centers and development corridors to achieve better economic and social integration.

Documents include the general planning process framework from October 2010, a regional summary memo, a presentation on “Regional Spatial Strategy Experiences from China and South Africa,” as well as an ‘Elements and Considerations” paper by Serageldin.

See related I2UD projects below

Project Year:2010-2013
Project Type:Regional Report
Geographic Regions:Gulf Cooperation Council (Bahrain, Kuwait, Oman, Qatar, Saudi Arabia, and the United Arab Emirates)
Reports:



Authors:Mona Serageldin
Sponsors:UN-Habitat Regional Office for Arab States (ROAS)
Categories:Urban Planning
  
ID:2010_10_001

Related I2UD Projects

State of Arab Cities 2012 UN-Habitat Report & Conference – “Challenges of Urban Transition: Municipal Management and Urban Development Conference For Sustainability in Arab States,” Kuwait, May 2012

Abstract

In 2012, UN-Habitat launched the first State of Arab Cities report and conference — to address urbanization trends and challenges in the four major Arab and Middle Eastern regions: Mashreq, Maghreb, Gulf Cooperation Council, and the Southern Tier Countries (defined below). With Mona Serageldin as Team Leader, I2UD contributed a significant body of research for the conference, “Challenges of Urban Transition: Municipal Management and Urban Development Conference for Sustainability in Arab States.” The conference was hosted by the UN-Habitat Regional Office for Arab States (ROAS) and the Kuwait Knowledge Development Regional Centre.

The I2UD team compiled urban housing and demographic data for nations in Maghreb and Mashreq. The I2UD team reviewed 180 documents for each region, covering: “Population and Urbanization;” “Growing Role of Economic Cities;” “Urban Development and Housing Conditions;” “Transportation and Mobility;” “Urban Environmental Challenges;” “Urban Governance Systems;” “Transnational Migration;” and “Emerging Urban Issues and Innovations.” Additional materials includes data on regional Water Security, Food Security, Energy Security, and Air Pollution.

Documents include I2UD’s inception report, progress report, a I2UD Board Meeting presentation on the project, and a Kuwaiti Conference presentation (from the “Municipal Management and Urban Development Conference for Sustainability in Arab States,” from Kuwait on May 7, 2012). The Final Report for UN-Habitat State of Arab Cities 2012 lays out urban development and migration issues for nations in Mashreq, Maghreb, the Gulf Cooperation Council, and the Southern Tier regions, including I2UD’s contributions.

Maghreb includes Algeria, Libya, Morocco and Tunisia; Mashreq includes Egypt, Jordan, Lebanon, Palestine, Syria; the Gulf Cooperation Council includes Bahrain, Kuwait, Oman, Qatar, Saudi Arabia, and the United Arab Emirates; the Southern Tier includes Comoros, Djibouti, Mauritania, Somalia, Sudan, and Yemen.

Excerpts, Final Report, “State of Arab Cities,” December 2012

“State of African Cities,” Research for Regional Chapter on North African Cities for UN-Habitat Reports, 2008 and 2010

Abstract

In 2008, a team from I2UD prepared research for regional chapters on Northern Africa for the first UN-Habitat “State of African Cities Report.” Topics covered include demographics and urban growth, cities as engines of economic growth, urban poverty and housing conditions, environmental challenges in urban areas, and urban governance. Countries addressed in the North African regional chapter include Algeria, Egypt, Libya, Mauritania, Morocco, Tunisia, and Sudan.

Documents are an Institute for International Urban Development Final Report on the North Africa Region from July 2008 (This report notes: “A condensed version of this report was used in UN-Habitat’s 2008 State of African Cities Report, published in November, 2008”). Following are two documents for the State of African Cities from 2008 and 2010, United Nations Human Settlements Programme (UN-Habitat). I2UD, headed by Dr. Mona Serageldin and Dr. François Vigier, also authored a follow-up report, “Governance, Inequality and Urban Land Markets,” in 2010.

Project Year:2008-2010
Project Type:Research Paper
Geographic Regions:North Africa
Reports:


Authors:Mona Serageldin; François Vigier; Christa Lee-Chuvala; Erick Guerra
Sponsors:United Nations Centre for Human Settlements (UN-Habitat)
Categories:Urban Planning
  
ID:2008_03_001

Related I2UD Projects

“Municipal Finance of Urban Development,” Background Report for UN-Habitat Global Report on Human Settlements, 2005

Abstract

In 2005 CUDS staff prepared a research background paper, titled “Global Report on Human Settlements: Financing Shelter and Urban Development” for the UN-Habitat Global Report on Human Settlements for 2005: “Financing Urban Shelter.”

The report emphasizes new approaches developed by emerging economies and poorer countries, where challenges are the greatest, and resource constraints are most acute. The chapter discusses the wide range of problems that face municipal authorities in financing urban development — based on extensive research and a review of more than 40 case studies — as community leaders respond to the challenges of major shifts in their economic base resulting from falling trade barriers and a globalizing economy. Case studies document sources of municipal revenues, the evolution of spending patterns as result of decentralization, and the impact of privatization of public services.


[Excerpt]: INTRODUCTION: This report was prepared as a background paper for the UN-Habitat Global Report 2005: Financing Urban Shelter and a summary was included as Chapter 3 of the Global Report under the title: “Municipal Finance: Conditions and Trends.

“It addresses the wide range of problems that face municipal authorities in financing urban development as they respond to the challenges of major shifts in their economic base resulting from falling trade barriers and a globalizing economy. Concurrently in, the devolution of administrative and financial responsibility from central governments has forced them to finance a growing proportion of their recurring and capital expenditures at a time when, in most countries, migrants constitute a growing proportion of their population. Local authorities have had to: (1) enhance their economic competitiveness; (2) meet the demands for public services; (3) expand and diversify the local tax base; and (4) generate funding for capital investments.

“Municipalities are but one actor in the financing of urban development, but in many ways they are the pivotal one because of their statutory powers and their ability to act on all sectors in a defined geographic space. Households and private enterprises are the developers and builders of urban communities and the owners and operators of economic activities. But unless the municipality can deliver to them the support infrastructure and services they need, orderly development will be impaired.

“In emerging economies, the rapid pace of urbanization and large migratory flows have increased the pressure on local government spending for urban development. In most of these countries decentralization laws were enacted in the decade of the 80’s and 90’s amid fiscal deficits, financial crisis and political unrest, eroding local revenue and disrupting access to funds for capital investment. In this report, the emphasis is placed on emerging economies and poor countries where the challenges are the greatest and the resource constraints the most acute. They are the areas targeted by the Millennium Development Goals (MDGs), and associated 2015 targets adopted in 2001 (The Millennium Project, 2003). Reaffirming the world commitment to address the growing disparities in income and wealth among countries and within countries, multilateral and bilateral development organizations are placing a priority on poverty reduction.

The success of these efforts hinges on democratic local governance, partnerships involving communities and stakeholders in urban development initiatives, and strengthening the capabilities and resources of local governments as the pivotal partners in the development process.” [End Excerpt]

Project Year:2004
Project Type:Research Paper
Geographic Regions:Global / None Specified
Reports:
Municipal Finance of Urban Development (Final)

Municipal Finance of Urban Development (Outline)

Municipal Finance of Urban Development (Table)

Municipal Finance of Urban Development (Bibliography)


Authors:David C. Jones; Mona Serageldin; Elda Solloso; François Vigier
Sponsors:UN-Habitat
Categories:Urban Finance
  
ID:2004_07_001

“Local Authority-Driven Interventions to Improve the Lives of Slum Dwellers,” Mona Serageldin for UN Millennium Task Force 8 on “Improving the Lives of Slum Dwellers,” 2003

Abstract

In October 2003, Dr. Mona Serageldin participated on “Task Force 8,” a working group for the United Nations Millennium Project, directed by Professor Jeffrey Sachs Special Advisor to the UN Secretary General.

The Task Force 8 sought to recommend strategies to achieve the defined Millennium Development Goals (MDGs), adopted by world leaders at the UN Millennium Summit in September 2004. MGGs were targets to reduce global poverty, hunger, disease, illiteracy, environmental degradation, and gender discrimination for populations around the world.

Dr. Serageldin and CUDS authors prepared an assessment of 50 best practices worldwide as a background paper for the Task Force 8. Their paper highlighted the key features underlying their success, namely, partnerships, strategic priorities, multi-sectoral action plans, and focused on programs targeting vulnerable populations and marginalized “informal settlements,” here also termed “slums.”

Documents include the October 2003 Report, Goal Indicators, a case study on the Tsiganes in Greece, and a presentation titled “Partnerships and Targeted Programs.”

See also, the UN-Habitat Mandate for the Millennium Development Project initiative, which includes a guide section on “The Do’s and Don’ts of Slum Upgrading.”


[Excerpt: Report, October 2003, 1. Executive Summary – Overview, p. 5]

1.1 Overview

“This background paper is based on an extensive review of local authority-driven initiatives that managed to improve the lives of slum dwellers. The review discusses the growing role of local authorities with reference to the institutional context conditioning government action. The imbalances created by asymmetrical decentralization of powers, responsibilities and resources is a cross cutting theme prompting local authorities to seek strategic partners for their initiatives. The conceptual framework used to define the range of locally driven initiatives that can improve the lives of slum dwellers underscores their breadth and diversity. The review focuses on process, strategy and action, and how these were shaped by the nature of the challenges that local authorities had to cope with and the partnerships they managed to structure in order to access resources, engage poor communities, reach marginalized populations and address vulnerable groups.”

“The performance of these institutional frameworks and decision making processes are assessed with reference to the difficulties encountered and results achieved. The selected initiatives presented in the different sections of the paper are grouped under headings highlighting recent trends and pointing to future directions. The paper focuses on initiatives implemented during the past decade in different economic, social, political and cultural settings. Emerging trends with regard to processes, strategies, and actions highlight the expanding scope of partnerships and the emphasis on empowerment and social inclusion.”

Project Year:2003
Project Type:Research Paper
Geographic Regions:Weihai, China (Conference Location) / Sofades, Greece (Case Study)
Reports:
Authors:Mona Serageldin; Elda Sollos; Luis Valenzuela; Peter Stathopoulos
Sponsors:United Nations Centre for Human Settlements (UN-Habitat)
Categories:Informal Settlements and Urban Upgrading
  
ID:2003_10_001

Related I2UD Projects

“Development of Infrastructure and Initiating of Sustainable Projects in Elim, South Africa,” Report for the 2001 UN-Habitat Best Practices Leadership Programme for Elim Historic Settlement, Western Cape, South Africa

Abstract

The Center for Urban Development Studies (CUDS) prepared a report “Development of Infrastructure and Initiating of Sustainable Projects in Elim” for submission to the UN-Habitat 2001 Best Practices Local Leadership Programme, based on the upgrading initiative that began in 1995 on the historic settlement of Elim, Western Cape Province, in the Republic of South Africa.

Primary initiative goals included:
1) Upgrade the basic town infrastructure and services;
2) Improve the living standards of the residents;
3) Improve economic growth within the community;
4) Preserve the historical character of the village; and
5) Create employment opportunities, agriculture development, social health and sustainable community development in Elim.

The project assisted in upgrading sewage systems, streets and stormwater systems and the electrical reticulation system. Prior to these upgrades, sewage would flow through the streets and the town reservoir would often dry up in the summer months, causing a shortage of water.

[Excerpt: Summary, page 3]:

See related I2UD projects below

Project Year:2001
Project Type:Development Strategy
Geographic Regions:Elim, Western Cape, South Africa
Reports:Development of Infrastructure and Initiating of Sustainable Projects, Elim, South Africa: (Report, August 2001)
Authors:CUDS Team
Sponsors:United Nations Centre for Human Settlements (UN-Habitat)
Categories:Informal Settlements and Urban Upgrading
  
ID:2001_08_001

Related I2UD Projects

“Decentralization and Urban Infrastructure Management Capacity,” Research Paper for UN-Habitat’s Third Global Report on Human Settlements, 2000

A CUDS research paper from 2000 provided an overview of decentralization and infrastructure policy in the USA since the 1990. The study stressed the expanding scope for private sector involvement and the growing role of non-governmental organizations and civil society in the delivery of infrastructure services for urban slums – properly termed informal settlements. The paper served as a background paper for UN-Habitat’s Third Global Report on Human Settlements.


[Excerpt: Background Paper, August 2000]

1.0 Overview: This background paper is based on an extensive review of infrastructure initiatives implemented since the early 1990s in different economic, social and cultural settings. Recent trends are assessed and creative approaches presented. In each case, the challenges faced and the context within which infrastructure problems have to be addressed determined the range of options and the choice of strategies. The remarkable results achieved by Best Practices are highlighted with a special focus on the ingredients underlying their success.”


[Excerpt: Table of Contents, Background Paper, August 2000, p. 2 of 31]

Project Year:2000
Project Type:Research Paper
Geographic Regions:Global / None Specified
Reports:Decentralization and Urban Infrastructure Management Capacity (Background Paper, August 2000)
Authors:Mona Serageldin; Suzanne Kim; Sameh Wahba
Sponsors:UN-Habitat
Categories:Informal Settlements and Urban Upgrading
  
ID:2000_08_003

Habitat II Conference Research Papers: “Cities of the Global South” – “Leadership and Best Practices”- “Tenure Rights and Development Control,” Istanbul, Turkey, June 1996

Abstract

In June 1996, Dr. Mona Serageldin, representing the Unit for Housing and Urbanization, presented research papers for the United Nation’s Habitat II Conference, in Istanbul, Turkey. Documents here include three papers presented by Mona Serageldin:

1. “Cities of the Global South,” for a dialogue on Land Policy and Rural Urban Linkages.

2. “Leadership and Best Practices,” for a panel on Governance and Best Practices.

3. “Tenure Rights and Development Control,” for a forum on Building Housing to Feel at Home.

Panels were sponsored by the Urban Management Program (established by UN-Habitat, World Bank, and UNDP), the Institute of Public Administration (New York), and the Center for the Global South at American University (Washington, D.C). An additional document, “GSD Participation,” summarizes the Unit’s overall representation at the conference, through affiliates’ presentations and awards given to municipalities where the Unit had been previously involved.


[Excerpt: “GSD Participation,” with Summary of CUDS at the Habitat II Conference]:

“Habitat II was the largest global conference on urban issues since 1976, when Habitat I was held in Vancouver. It attracted over 20,000 participants who debated critical issues, discussed the policy agenda and set directions for the coming decades…

“At the United Nations’ Habitat II Conference held in Istanbul June 3-14, 1996, two cities with whom the Unit for Housing and Urbanization at the GSD has worked over the past few years received Global Best Practices Awards for “excellence in improving the living environment.” They are Lublin, Poland, the Adjame district in Abidjan, Cote d’lvoire. The Unit also organized a special training program for a third recipient, the ANHI housing agency of Morocco.

“Nicolas You, coordinator for Best Practices and Local Leadership Program at Habitat explained that the object of the Awards is to highlight particularly successful actions that improve the human environment. The secretary general of the United Nations, Dr. Boutros – Ghali, presented the awards to the recipients in plenary session.”

“Secretary General of Habitat, Dr. Wally N’Dow stated: “The collection and dissemination of Best Practices will be an important and lasting heritage of Habitat II.” The Initiative will establish a database accessible on the Internet and a video library documenting these outstanding experiences in order to encourage transfer of knowledge, experience, and expertise. The Unit will participate in this interactive mode of exchange of ideas and learning.”

“Mona Serageldin, Professor of Urban Planning and Associate Director of the Unit participated on panels discussing “Best Practices and Good Govemance,” “Cities in the South, Preparing for the Next Millennium,” “Building Capacity for Better Cities,” and “The Dialogue on Land Policy.”

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Project Year:1996
Project Type:Conference
Geographic Regions:Istanbul, Turkey (Conference Location)
Reports:
Habitat II Conference: Cities of the Global South (Mona Serageldin, June 1996)


Habitat II Conference: Leadership and Best Practices (Mona Serageldin, June 1996)

Habitat II Conference: Tenure Rights and Development Controls (Mona Serageldin, June 1996)

Habitat II Conference: GSD Participation (June 1996)
Authors:Mona Serageldin
Sponsors:UN-Habitat; Center for the Global South, American University; Institute of Public Administration (New York); World Bank; United Nations Development Programme (UNDP)
Categories:Evaluations and Assessments
  
ID:1996_06_001

“Best Practices and Local Leadership Programme,” Review of International Urban Development Projects, for the United Nations Centre for Human Settlements (UN-Habitat), 1995

Abstract

In 1995, the Unit participated in the “Best Practices and Local Leadership Programme” by the the United Nations Centre for Human Settlements (UN-Habitat). In addition to 28 national profiles, documents include a ‘Memorandum of Understanding’ between the Unit and Habitat agency, and Best Practices guidelines for pre-screening cases. See an Excerpt from the Memorandum below.

The Programme highlighted international urban development projects as candidates for the UN’s Best Practices database. Documents address human settlement case studies in twelve nations: India, Australia, Austria, Kenya, Egypt, Argentina, Norway, Venezuela, Angola, Greece, Scotland, Philippines, Brazil, Germany, Turkey, and South Africa.

The Unit evaluated 28 city programs, following UN-Habitat’s programme goals:

  1. To develop and maintain a knowledge base on best practices in improving the living environment including their corresponding sources of knowledge, experience and expertise;
  2. To promote the dissemination, sharing and exchange of lessons learned from the above-mentioned best practices and others by and amongst all key groups of actors and stakeholders in the human settlement and development process;
  3. To facilitate the transfer of the knowledge, experience and expertise associated with best practices in improving the living environment through new and improved means of cooperation on a north-north, north-south and south-south basis including decentralized forms of cooperation;
  4. To assist scholars and practitioners in their investigation of innovative approaches to urban development.


[Excerpt, “Guide to Documenting and Learning from Best Practices,” 1996. Introduction, page 6]

“The Best Practices Initiative began as a world-wide search for human settlements success stories. An official part of the preparatory process for The City Summit – the second United Nations Conference on Human Settlements (Habitat II) – held in Istanbul, Turkey, in June 1996. Best Practices Initiative generated over 600 submissions from 80 countries by the official deadline. These initiatives are testimonials to human ingenuity in the face of the challenges of an urbanizing world.”

“A two-stage, independent selection process produced a list of 104 Best Practices and highlighted 12 initiatives to receive the Tokyo and Dubai Awards for Excellence in Improving the Living Environment. The twelve Award recipients and many other initiatives were also on display at the Best Practices Exhibition, the largest single-theme exposition ever organised by the United Nations. The enthusiasm and interest generated by the Best Practices Initiative has led to its incorporation as an ongoing programme of UNCHS (Habitat): the Best Practices and Local Leadership Programme (BLP). The BLP will operate as a network of leading capacity-building institutions from around the world. Mandated to support the implementation of the Habitat Agenda – the Global Plan of Action adopted at Habitat II – through the continued sharing and transfer of Best Practices knowledge, experience and expertise, the BLP is launching a second call for submissions, culminating in a second round of Awards for Excellence in Improving the Living Environment in October 1998.”

“The purpose of this guide is to provide a framework for identifying, documenting and learning from BEST PRACTICES. In addition, this guide explains how individuals, groups and organizations can participate in a continuous exchange of know-how, experience and expertise in sustainable human settlements development.”

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Project Year:1995
Project Type:UN-Habitat Best Practices and Local Leadership Programme
Geographic Regions:Tamil Nadu and Delhi, India / New South Wales and Queensland, Australia / Vienna, Austria / Jua Kali Sector, Nairobi and Kisumu, Kenya / Helwan and Cairo, Egypt / Tucumán, Argentina / Oslo Old Town, Norway / Caracas, Venezuela / Sambizanga, Angola / Keramitsa and Perama, Greece / Glasgow, Scotland / Naga, Philippines / Santos, São Paulo, Brazil / Potsdam, Mannheim, and Kiel Mettenhof, Germany / Eryaman and Çankaya, Ankara, Turkey / Nkonkobe (Alice), South Africa
Reports:
Authors:François Vigier
Sponsors:Untied Nations Centre for Human Settlements (UN-Habitat)
Categories:Evaluations and Assessments
  
ID:1995_00_007

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“The Use of Land and Infrastructure in the Self-Improvement Strategies of Urban Lower Income Families,” Paper by Mona Serageldin, UN-Habitat Fourteenth Commission Report, May 1993

Abstract

A landmark paper by Dr. Mona Serageldin, “The Use of Land and Infrastructure in the Self-Improvement Strategies of Urban Lower Income Families,” was included in the The Fourteenth Commission UNCHS/Habitat Report and presented to the Commission in Nairobi, Kenya in May 1993.

This work presented the self-improvement strategies of families dealing with challenging living conditions as an ‘intricate and dynamic’ part of urban development, conditions which planners should respect. Dr. Serageldin’s report drew on her long history of research on urban development in cities globally, using short narrative examples and photos to illustrate specific households in: Abidjan, Amman, Cairo, Jakarta, Karachi, Kinshasa, Quito, Mexico City, Rabat, Surabaya, Tunis, and Boston. The report was sponsored by the Family and Development Program and the Office of Housing and Urban Programs of the U.S. Agency for International Development (USAID).

Additionally, another essay (Excerpts below) on the same topic was published as USAID Seminar Brief No. 4: “How Urban Families use Infrastructure and Housing in their own Development,” (June 1992). This document summarized Dr. Serageldin’s seminar presentation for the USAID Family and Development Initiative Series on April 24, 1992, relaying her presentation of trends toward informal housing developments emerging in reaction to rapid urbanization in city populations – making housing shortages a dire problem for low income families.


[Excerpt: USAID Seminar No. 4. “How Urban Families use Infrastructure and Housing in their own Development,” June 1992.]

Keeping Families Together: Dr. Serageldin’s longitudinal research in Cairo illustrated the importance of a house as an asset that keeps families together. Vertical expansion of buildings provides space which can be used to house less fortunate family members, such as the elderly, at advantageous terms to all parties. In one case, the rental income saved by a widowed mother living on a relative’s top floor was spent on her children’s school fees while the income generated by this family member from a ground floor shop covered the family’s living expenses.”

Project Year:1993, 1992
Project Type:Research Paper
Geographic Regions:Abidjan, Côte d’Ivoire / Amman, Jordan / Cairo, Egypt / Jakarta and Surabaya, Indonesia / Karachi, Pakistan / Kinshasa, Democratic Republic of the Congo / Quito, Ecuador / Mexico City, Mexico / Rabat, Morocco / Tunis, Tunisia / Boston, Massachusetts, USA
Reports:
“The Use of Land and Infrastructure in the Self-Improvement Strategies of Urban Lower Income Families,” Fourteenth Commission UN-Habitat Report (May 1993)



USAID Seminar Brief No. 4: “How Urban Families use Infrastructure and Housing in their own Development” (June 1992)


Authors:Mona Serageldin; John Driscoll; María-Luisa Fernández
Sponsors:UN-Habitat; USAID
Categories:Informal Settlements and Urban Upgrading
  
ID:1993_05_001

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