“The Community Organizations Development Institute (CODI) in Thailand,” Case Study for “Cities by Design” Seminar & Lecture Series, Bangkok, Thailand, 2016-2017

Abstract

Dr. Mona Serageldin presented a case study on “The Community Organizations Development Institute (CODI) in Thailand” at the Spring 2016 and Spring 2017 Cities by Design Seminar & Lecture Series for the Harvard University Graduate School of Design, along with I2UD.

The presentation includes frameworks for community-based local initiatives, overviews of CODI activities in Thailand, similar programs in other locations, and images. Documents include a Case Study summary, a summary excerpt written by David Satterthwaite on CODI in Thailand, and Dr. Serageldin’s presentations from 2016 and 2017.

Project Year:2016
Project Type:Case Study
Geographic Regions:Bangkok, Thailand
Reports:
CODI Thailand: (Serageldin Presentation, February 2016)

CODI Thailand: (Serageldin Presentation, February 2017)

CODI Thailand: (David Satterthwaite Summary, June 2004)

CODI Thailand: (Case Study)
Authors:Mona Serageldin; Barbara Summers; Johann Friedl; David Satterthwaite;
Sponsors:Harvard University Graduate School of Design;
Categories:Urban Planning
  
ID:2016_02_001

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“Social Sustainability and Citizen Engagement (SSCE),” Local Project Management for Phase 2 of the World Bank-Austria Urban Partnership Program (UPP) in Southeastern Europe, 2015

Abstract

In 2015, I2UD contributed to Phase 2 of the “Social Sustainability and Citizen Engagement” (SSCE) project. The project built off of the successful approach of the Social Sustainability Audit (SSA) implemented in Phase 1 of the World Bank-Austria Urban Partnership Program (UPP).

Local City Teams worked in Elbasan (Albania), Gjilan (Kosovo), Kumanovo (North Macedonia), Tuzla (Bosnia and Herzegovina), Karlovac (Croatia), Kolašin and Ulcinj (Montenegro), and Pančevo and Šabac (Serbia), along with researchers from I2UD and Co-PLAN Institute for Habitat Development based in Tirana, Albania.

I2UD staff worked closely with Co-PLAN to manage the project and Local City Team partners to undertake the municipal assessments, including developing project methodologies in a participatory way, supporting Local City Teams in undertaking the local research and discussions, analyzing project outputs, and documenting best practices in increasing social accountability. Teams undertook research on the current status of participation, transparency, and feedback in municipal services and governance in each region. Teams held focus group discussions, interviews, participatory scenario development workshops and drafted City Action Plans to implement a catalyst project to enhance social sustainability and increase citizen engagement.

The project sought to increase knowledge and awareness of social accountability among local stakeholders including civil society, government officials, and marginalized urban residents; and to strengthen integrity in public service delivery by increasing the demand for good governance, social accountability, and civic participation in a regional perspective in each city.


[Excerpt: Technical Proposal]

“Phase 1 of this project resulted in detailed, analytical reports of each of the nine cities covering demographic, social, physical, economic, cultural, institutional and political issues….the city teams also identified vulnerable groups to be the focus of the second phase of the assessment. This selection was made on the basis of official information obtained from institutions responsible for the provision of various public services at a local level, findings from research studies made by international and national organizations, as well as other relevant documents (laws, provisions, local development strategies, etc.) and representatives from marginalized and vulnerable communities and NGOS consulted during the inception phase.”

Project Year:2015-2017
Project Type:Technical Assistance
Geographic Regions:Southeast Europe: Elbasan, Albania / Gjilan, Kosovo / Karlovac, Croatia / Kolašin and Ulcinj, Montenegro / Kumanovo, North Macedonia / Pančevo and Šabac, Serbia / Tuzla, Bosnia and Herzegovina
Reports:
SSCE Initiative: Short Technical Proposal (June 2015)


SSCE Initiative: Elbasan, Albania, Synthesis Report (January 2017)


SSCE Initiative: Gjilan, Kosovo, Synthesis Report (January 2017)


SSCE Initiative: Karlovac, Croatia, Synthesis Report (January 2017)


SSCE Initiative: Kolasin, Montenegro, Synthesis Report (January 2017)


SSCE Initiative: Kumanovo, Macedonia, Synthesis Report (January 2017)


SSCE Initiative: Pancevo, Serbia, Synthesis Report (January 2017)


SSCE Initiative: Sabac, Serbia, Synthesis Report (January 2017)


SSCE Initiative: Tuzla, Bosnia and Herzegovina, Synthesis Report (January 2017)


SSCE Initiative: Ulcinj, Montenegro, Synthesis Report (January 2017)


SSCE Initiative: Brochure World Bank-Austria (January 2018)


Authors:I2UD: Maren Larsen; Bruce Purdy; Carolina Morgan; John Driscoll; Hans Freidl; François Vigier;
Co-PLAN: Dritan Shutina; Aida Ciro; Elvan Dajko; Ingrid Xhafa;
Archis Intervention Prishtina AI/P for Gjilan: Florina Jerliu; Mrinë Godanca;
GONG (Citizens Organization to Oversee Voting for Karlovac Croatia): Maja Horvat; Nives Miošić;
Coalition for Sustainable Development for Kumanovo: Sonja Damchevska;
NALED – National Alliance for Local Economic Development for Pančevo and Šabac: Ivana Cikik; Maja Todorovic;
Association for Research and Social Innovation for Tuzla: Elma Demir;
MANS Network for the Affirmation of the NGO Sector in Montenegro: Alexander Maskovic; Vuk Maras;
Sponsors:The World Bank; Co-PLAN Institute for Habitat Development; Association for Research and Social Innovation ADT (Bosnia & Herzegovina); GONG (Croatia); Coalition for Sustainable Development (North Macedonia); Archis Intervention Prishtina (Kosovo); MANS (Montenegro); NALED Serbia;
Categories:Urban Planning
  
ID:2015_09_001

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“Inclusive Cities and Access to Land, Housing, and Services in Developing Countries,” Urban Development Series: Knowledge Papers, February 2016, No. 22. World Bank’s Social, Urban, Rural & Resilience Global Practice, 2016

Abstract

The Institute for International Urban Development produced a research paper between 2014 to 2016 titled “Inclusive Cities and Access to Land: Housing and Services in Developing Countries.” The World Bank supported project addressed how global disparities in income, wealth, and opportunity experienced worldwide have contributed to social exclusion and spatial segregation in cities in the Middle East, North Africa, Latin America, Central America and Western Asia.

The Final Report—authored by Dr. Mona Serageldin with I2UD staff, and published in 2016 by The World Bank—documents examples of successful inclusionary policies, programs, and initiatives by public agencies and NGOs with a special focus on cities in Latin America and the Middle East. The reports discussed the difficulty in organizing integrative projects. It underscored the shortcomings arising from acting on one dimension of inclusion—while ignoring others.

Documents include a workshop presentation from January 2014, with a final draft from April 2014. The Final Report from was published by The World Bank as:

Urban Development Series: Knowledge Papers, February 2016, No. 22, Mona Serageldin, Contributors: Sheelah Gobar, Warren Hagist, and Maren Larsen. “Inclusive Cities and Access to Land, Housing, and Services in Developing Countries.” World Bank’s Social, Urban, Rural & Resilience Global Practice, World Bank, 2016.


[Excerpt: Index for the Final Report: “Inclusive Cities and Access to Land, Housing, and Services in Developing Countries.”]

The Growing Importance of Inclusion in Urban Areas
1.1 Defining Inclusion
1.2 Measuring the Dimensions of Exclusion: São Paulo’s Exclusion/Inclusion Indicator Mapping

2. Trends Affecting Social Inclusion in Urban Areas
2.1 Demographics
2.2 Mobility and Migration

3. Infrastructure and Public Services: A Powerful Tool to Promote Social Inclusion
3.1 Rethinking the Approach to Slum Upgrading and Regularization of Informal Settlements
3.2 South Africa’s Municipal Infrastructure Grant Program (MIG)
3.3 Access to Public Services: Social Missions in the the República Bolivariana de Venezuela

4. Restoring the Social Function of Public Space
4.1 Rio de Janeiro’s Favela Bairro Program

5. Access to Land: A Critical Factor at the Core of Inclusion and Exclusion
5.1 Regularizing Tenure in Informal Settlements: Impacts on Social Inclusion
5.2 Impacts of Property Registration on the Inclusion of Informal Settlers
5.3 Integrated Projects to improve the Living Environment: The Role of State Agencies 16
5.4 Egypt’s Informal Settlements Development Facility (ISDF)

6. The Erosion of Inclusive Options for Affordable Housing
6.1 Affordable Housing and Spatial Segregation in Chile
6.2 Looking to Rental Markets as Instruments of Inclusion

7. Generating Revenues to Finance Urban Improvements: Land-Based Financing
7.1 Cuenca’s Improve Your Neighborhood Program

8. The Right to the City
8.1 Implementing the Right to the City in Brazil
8.2 National Legislation and Local Implementation: Colombia’s Policies of Decentralizing the Improvement of Lower Income Settlements
8.3 An Emerging Urban Agenda in the Middle East
8.4 Recife, Brazil (ZEIS)

9. NGOs and CBOs as Strategic Partners in Driving the Implementation of Inclusionary Programs
9.1 Grassroots Initiatives: A Rights-Based Approach
9.2 SEWA
9.3 CODI, Thailand

Concluding Remarks
References
Appendix 1: Indicators of Urban Exclusion and Inclusion in São Paulo, Brazil
Appendix 2: Property Tax and Registration in Middle Eastern Countries
Appendix 3: Statistical Appendix
Appendix 4: Resources

See related I2UD projects below

Project Year:2014-2016
Project Type:Research Paper
Geographic Regions:Latin America and Middle East / Venezuela / Recife and São Paulo, Brazil / Chile / Colombia / Mexico / Syria / Egypt / Morocco / Tunisia / South Africa / Thailand
Reports:
Inclusive Cities: Final Report, February 2016)



Inclusive Cities: (Workshop Presentation, January 2014)

Inclusive Cities: (Final Draft, April 2014)


Authors:Sheelah Gobar; Warren Hagist; Maren Larsen; Dr. Mona Serageldin;
Sponsors:The World Bank
Categories:Informal Settlements and Urban Upgrading
  
ID:2014_04_001

Related I2UD Projects

“World Migration Report,” Background Papers on Displacement, Migration and Resettlement in MENA (Middle East and North Africa), International Organization for Migration, 2014

“The Development and Morphology of Informal Housing,” Research Paper, Published with Aga Khan Award for Architecture Seminar Proceedings, Dr. Mona Serageldin, 1988.

Design Studio 1984: “The Revitalization of a Traditional Urban Quarter” for the Medieval Darb al Ahmar District, Cairo, Egypt, Seminar Curriculum

“Best Practices and Local Leadership Programme,” Review of International Urban Development Projects, for the United Nations Centre for Human Settlements (UN-Habitat), 1995

Habitat III Regional Report for the Arab Region: Papers on “Inclusive cities,” “Migration and Refugees in Urban Areas,” and “Land Structure, Process, and Outcome,” for UN-Habitat (ROAS) and United Nations (ESCWA), 2015-2016

World Bank MNA Urban Action Plan – Policy and Strategy Papers: “The Evolving Regional Urban Agenda: Key Challenges and Opportunities,” & “From Spring to Renaissance: Repositioning the Arab Cities,” 2013

“Comprehensive Plan for Makkah, Madinah and Mashaer,” Urban Development Strategy for Ancient Holy Sites in Saudi Arabia, 2009

State of Arab Cities 2012 UN-Habitat Report & Conference – “Challenges of Urban Transition: Municipal Management and Urban Development Conference For Sustainability in Arab States,” Kuwait, May 2012

“Basic Services for an Urbanizing World,” Third Global Report on Local Democracy and Decentralization (GOLD III, UCLG). Chapter on “Middle East and West Asia” by Mona Serageldin, I2UD, 2013

UN-HABITAT Spatial Regional Plan and Assessment for the Kurdistan-Iraq Region Housing Program, 2014

Keynote for City Debates 2015, American University of Beirut: “The Dynamics of Neighborhood Transformation: Long Term Trends and Immediate Responses to Turmoil and Civil Unrest,” Dr. Mona Serageldin

“Inclusive Cities and Access to Land, Housing, and Services in Developing Countries,” Urban Development Series: Knowledge Papers, February 2016, No. 22. World Bank’s Social, Urban, Rural & Resilience Global Practice, 2016

“World Migration Report,” Background Papers on Displacement, Migration and Resettlement in MENA (Middle East and North Africa), International Organization for Migration, 2014

“Migration, Remittances and Housing in Sub-Saharan Africa,” Study on Senegal, Kenya, and South Africa, with the Swedish International Development Cooperation Agency (SIDA), 2007-2008

“Migration, Remittances and the Empowerment of Women in Central America and the Andean Region,” for PROMESHA, Lund University, 2007-2008

“Habitat III Regional Report for the Arab Region,” for UN-Habitat (ROAS) and United Nations (ESCWA), 2015-2016

“National Urban Strategy for Governorates in Iraq,” Development Strategy for Phase II of the United Nations Development Programme (UNDP) and Iraq Ministry of Planning Local Area Development Programme (LADP II), 2014-2018

“National Urban Policies in Arab States,” Regional Assessment and Case Studies on NUPs in Egypt, Jordan, Morocco, Saudi Arabia and Sudan, 2014

UN-HABITAT Spatial Regional Plan and Assessment for the Kurdistan-Iraq Region Housing Program, 2014

“Inclusive Cities and Access to Land, Housing, and Services in Developing Countries,” Urban Development Series: Knowledge Papers, February 2016, No. 22. World Bank’s Social, Urban, Rural & Resilience Global Practice, 2016

“Basic Services for an Urbanizing World,” Third Global Report on Local Democracy and Decentralization (GOLD III, UCLG). Chapter on “Middle East and West Asia” by Mona Serageldin, I2UD, 2013

World Bank MNA Urban Action Plan – Policy and Strategy Papers: “The Evolving Regional Urban Agenda: Key Challenges and Opportunities,” & “From Spring to Renaissance: Repositioning the Arab Cities,” 2013

“GCC Regional Spatial Strategy – Elements and Considerations,” Urban Development Plan, UN-Habitat Gulf States Regional Office Workshops, 2013

State of Arab Cities 2012 UN-Habitat Report & Conference – “Challenges of Urban Transition: Municipal Management and Urban Development Conference For Sustainability in Arab States,” Kuwait, May 2012

“Comprehensive Plan for Makkah, Madinah and Mashaer,” Urban Development Strategy for Ancient Holy Sites in Saudi Arabia, 2009

Executive Training Course 2006: “Strategic Planning for Sustainable Infrastructure Development,” Workshop Curriculum with Case Studies, Pretoria, South Africa, 2006

“Development Corridors and Urban Development Strategies” and “Slum Improvement Strategies and Social Inclusion,” Presentations by Dr. Mona Serageldin, 11th United Nations Conference on Trade and Development, São Paulo, Brazil, 2004

“Migratory Flows, Poverty and Social Inclusion in Latin America,” Research Report by Dr. Mona Serageldin with Swedish International Development Agency (SIDA), 2004

“Community-Based Urbanization and Favelas Rehabilitation Processes,” Case Study in Academy Editions, “The Architecture of Empowerment: People, Shelter and Livable Cities,” for Fortaleza, Brazil, 1997

“Review of Ongoing USAID Shelter Sector Activities in Morocco,” Report by Dr. Mona Serageldin with ICMA, TSS Inc. for USAID/Morocco Office of Housing and Urban Programs, 1992-1998

Design Studio 1989: “Rabat’s Urban Fringe,” Urbanization Analysis of Rabat, Morocco – Seminar Curriculum

Design Studio 1988: “Urban Infrastructure Planning and Programing in Developing Countries,” Chapters 1-7, Seminar Curriculum

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“The Unplanned Areas Upgrading and Employment Enhancing Programme in Egypt,” Needs Assessment and Activity Design Study for Informal Settlements in Cairo, Giza Governorates, Egypt, 2011-2016

Abstract

Between 2011 and 2016, I2UD worked with the Egyptian Government, the Agence Française de Développement (AFD), and Social Fund for Development (SFD) to create a risk assessment study for four informal settlement areas — ‘Izbit Khayrallah and Al Zawya al-Hamra in the Cairo Governorate and Mīt ‘Uqba and Ard el-Lewa in the Giza Governorate.

In October 2012, I2UD submitted an Expression of Interest for consultancy on a project in Egypt, titled “Redevelopment and Upgrading of Selected Unsafe and Unplanned Areas in Cairo and Giza Governorates.” I2UD posited Egyptian authorities could evaluate current informal settlements as key components in the Greater Cairo Plan to forestall future development of unregulated settlements.

From 2015-2016, I2UD partnered with the Tarek Waly Center (TWC) and Environmental Quality International (EQI) on the “Needs Assessment and Activity Design Study.” The study reviewed policies and institutions that impact the delivery of services in four informal settlements. I2UD and TWC identified the kinds of micro-finance services, making strong emphasis on community participation via assessment, and outreach training for community members.

Documents include a 2012 Expression of Interest, I2UD’s Deliverables No. 1 to No. 4 in multiple volume (PDFs), and a January 2016 presentation for the Cairo Governor, titled “Investment Programme for Izbit Khayrallah and Al Zawya Al-Hamraa, Cairo: The Unplanned Areas Upgrading and Employment Generation Programme in Egypt.”

Project Year:2012-2016
Project Type:Risk Assessment and Local Development Strategy
Geographic Regions:‘Izbit Khayrallah and El Zawya El Hamra, Cairo, Egypt / Ard El Lewa and Mit Okba, Giza, Egypt
Reports:
Needs Assessment and Activity Design Study: Deliverable 4 Final Report (July 2016)

Presentation to Cairo Governor, “Investment Programme for Izbit Khayrallah and Al Zawya Al-Hamraa, Cairo: The Unplanned Areas Upgrading and Employment Generation Programme in Egypt,” (January 2016)



Full Document List:

Expression of Interest, “Consultancy Services on the Redevelopment and Upgrade of Selected and Unsafe and Unplanned Areas in Cairo and Giza Governorates,” (October 2012)


Deliverable 1:

Final Methodology and Workplan: Deliverable 1 (June 2015)


Deliverable 2:

Deliverable 2 Vol 1, Needs Assessment and Situation Analysis Report: (November 2015)


Deliverable 3, Volumes 1-5:

Deliverable 3 Vol 1, Overview of the Activity Design Study (February 2016)

Deliverable 3 Vol 2, Izbit Khayrallah Activity Design Study (February 2016)

Deliverable 3 Vol 3, Al Zawya Al Hamraa Activity Design Study (February 2016)

Deliverable 3 Vol 4, Ard Al-Lewa Activity Design Study (February 2016)

Deliverable 3 Vol 5, Mît ‘Uqba Activity Design Study (February 2016)


Deliverable 4:

Needs Assessment and Activity Design Study: Deliverable 4 Final Report (July 2016)

Needs Assessment and Activity Design Study: Deliverable 4 Final Report Appendix (July 2016)

Authors:Tareq Abdalla; Wafik Arif; Mohamad Ashraf Al-Sayed Afifi; Abd el-Aziz el-Sayed Abd el-Aziz Mosa; Emad El-Din Nabil Al Bayoumi; John Driscoll; Emad Farid; Tarek Hamed; Maren Larsen; Enas El Mudaris; Mounir Neamatalla; Bruce Purdy; Shimaa Shaheen; Elda Solloso; Barbara Summers; Tarek Waly; Tariq Zulficar
Sponsors:Agence Française du Développement (AFD); Social Fund for Development (SFD)
Categories:Urban Finance
  
ID:2012_10_004

Related I2UD Projects

“World Migration Report,” Background Papers on Displacement, Migration and Resettlement in MENA (Middle East and North Africa), International Organization for Migration, 2014

“Migration, Remittances and Housing in Sub-Saharan Africa,” Study on Senegal, Kenya, and South Africa, with the Swedish International Development Cooperation Agency (SIDA), 2007-2008

“Migration, Remittances and the Empowerment of Women in Central America and the Andean Region,” for PROMESHA, Lund University, 2007-2008

“Habitat III Regional Report for the Arab Region,” for UN-Habitat (ROAS) and United Nations (ESCWA), 2015-2016

“National Urban Strategy for Governorates in Iraq,” Development Strategy for Phase II of the United Nations Development Programme (UNDP) and Iraq Ministry of Planning Local Area Development Programme (LADP II), 2014-2018

“National Urban Policies in Arab States,” Regional Assessment and Case Studies on NUPs in Egypt, Jordan, Morocco, Saudi Arabia and Sudan, 2014

UN-HABITAT Spatial Regional Plan and Assessment for the Kurdistan-Iraq Region Housing Program, 2014

“Inclusive Cities and Access to Land, Housing, and Services in Developing Countries,” Urban Development Series: Knowledge Papers, February 2016, No. 22. World Bank’s Social, Urban, Rural & Resilience Global Practice, 2016

“Basic Services for an Urbanizing World,” Third Global Report on Local Democracy and Decentralization (GOLD III, UCLG). Chapter on “Middle East and West Asia” by Mona Serageldin, I2UD, 2013

World Bank MNA Urban Action Plan – Policy and Strategy Papers: “The Evolving Regional Urban Agenda: Key Challenges and Opportunities,” & “From Spring to Renaissance: Repositioning the Arab Cities,” 2013

“GCC Regional Spatial Strategy – Elements and Considerations,” Urban Development Plan, UN-Habitat Gulf States Regional Office Workshops, 2013

State of Arab Cities 2012 UN-Habitat Report & Conference – “Challenges of Urban Transition: Municipal Management and Urban Development Conference For Sustainability in Arab States,” Kuwait, May 2012

“Comprehensive Plan for Makkah, Madinah and Mashaer,” Urban Development Strategy for Ancient Holy Sites in Saudi Arabia, 2009

Executive Training Course 2006: “Strategic Planning for Sustainable Infrastructure Development,” Workshop Curriculum with Case Studies, Pretoria, South Africa, 2006

“Development Corridors and Urban Development Strategies” and “Slum Improvement Strategies and Social Inclusion,” Presentations by Dr. Mona Serageldin, 11th United Nations Conference on Trade and Development, São Paulo, Brazil, 2004

“Migratory Flows, Poverty and Social Inclusion in Latin America,” Research Report by Dr. Mona Serageldin with Swedish International Development Agency (SIDA), 2004

“Community-Based Urbanization and Favelas Rehabilitation Processes,” Case Study in Academy Editions, “The Architecture of Empowerment: People, Shelter and Livable Cities,” for Fortaleza, Brazil, 1997

“Review of Ongoing USAID Shelter Sector Activities in Morocco,” Report by Dr. Mona Serageldin with ICMA, TSS Inc. for USAID/Morocco Office of Housing and Urban Programs, 1992-1998

Design Studio 1989: “Rabat’s Urban Fringe,” Urbanization Analysis of Rabat, Morocco – Seminar Curriculum

Design Studio 1988: “Urban Infrastructure Planning and Programing in Developing Countries,” Chapters 1-7, Seminar Curriculum

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“Technical Assistance to Ezakheni, Ladysmith/Emnambithi Local Municipality,” Urban Development Strategy, South African Government Neighborhood Development Partnership Grant, 2010

Abstract

In 2010 I2UD developed a regeneration plan for Ezakheni, an economically distressed township in Ladysmith/Emnambithi Local Municipality located 3.5 hours southeast of Johannesburg, South Africa. The Institute partnered with KV3 Engineers, with funding from the South African Government Neighborhood Development Partnership Grant (NDPG). I2UD’s urban development framework focused on renewal, connectivity and socio-economic integration in the region. Note: In 2016, the Emnambithi Local Municipality and Indaka Local Municipality were regrouped into the new Alfred Duma Local Municipality.

The development strategies presented by I2UD include:

– Developing an East-West corridor and a North-South spine;
– Creating a hierarchy of road networks;
– Improving the two main entrances;
– Developing unused space in the urbanized areas for parks, housing, commercial and institutional uses;
– Identifying existing and future nodes where new infrastructure will attract and support private investment; and
– Providing appropriate setting for the generation of local job opportunities.

See related I2UD projects below

Project Year:2010
Project Type:Technical Assistance
Geographic Regions:Ezakheni, Ladysmith/Emnambithi Municipality (now Alfred Duma Local Municipality), KwaZulu-Natal, South Africa
Reports:



Authors:KV3 Engineers; Mona Serageldin; Alejandra Mortarini; Natalie Pohlman; Kendra Leith;
Sponsors:South African Government Neighborhood Development Partnership Grant (NDPG)
Categories:Urban Planning
  
ID:2010_02_001

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“Township Development Strategy for Emfuleni Municipality,” Technical Assistance to Sedibeng, Gauteng, South Africa, 2009

Abstract

In 2009, I2UD prepared a township development strategy for the Emfuleni Local Municipality in Sedibeng, South Africa, in partnership with Kwezi V3 Engineers.

The development strategy focused on reconnecting the four townships, originally isolated by apartheid spatial planning. The proposed plan linked them to the primary economic centers of Vanderbijlpark and Vereeniging. The strategy emphasizes three local development corridors linking townships to larger regional routes, and identifies five key economic nodes for concentrated investment. It also delineated a tourism route featuring points of interest and historic sites within the four townships.

See related I2UD projects below

Project Year:2009
Project Type:Local Development Strategy
Geographic Regions:Emfuleni Local Municipality, Gauteng, South Africa
Reports:
Authors:Alejandra Mortarini; Mona Serageldin; Kwezi V3 Engineers
Sponsors:Emfuleni Local Municipality
Categories:Urban Planning
  
ID:2009_03_001

Related I2UD Projects

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“Delivery of Security of Tenure, Infrastructure Services and Access to Finance Through Community-Based Approaches,” Planning Strategy Report on Albania and El Salvador, 4th World Bank Urban Research Symposium, 2007

Abstract

A 2007 research report by I2UD, “Delivery of Security of Tenure, Infrastructure Services and Access to Finance Through Community-Based Approaches” was presented at the 4th World Bank Urban Research Symposium, May 2007, Washington, DC, USA.

The planning strategy examined the provision of land tenure security and basic infrastructure to marginalized groups in Albania and El Salvador. It encouraged a blend of community participation and cooperation among local authorities, non-governmental organizations (NGOs), and bilateral and multilateral organizations.

Documents include a synthesis of the Symposium published by the Swedish International Development Cooperation Agency (SIDA) entitled “Beyond Titling: Summing up “Urban Land Use and Land Markets” for the 4th Urban Research Symposium by the World Bank and SIDA in 2007. See an excerpt from the Preface:


[Excerpt: Delivery of Security of Tenure, Summary]

“Incremental approaches to improving tenure security based on community participation and partnerships between local authorities, NGOs and bilateral and multilateral organizations can be effective in fostering social inclusion and facilitating access to urban land:
— In Albania, the Urban Land Management Program addressed the explosive development of informal settlements around Tirana by establishing a demand-driven program for the provision of basic services and engaging residents in the process of planning for community development.
— In El Salvador, the Fundación Salvadoreña de Apoyo Integral (FUSAI) has provided housing solutions to communities located on vulnerable or hazardous land through an integrated package of land provision, mutual-help housing construction and small housing loans. Despite the differences in context, both programs delivered security of tenure and provided basic infrastructure services to marginalized groups.”

Key Words: Security of tenure, infrastructure provision, informal settlements, social inclusion.

[Excerpt: Preface to Beyond Tillting, by Thomas Melin, Head of Division for Urban Development at SIDA]

“The Urban Research Symposium 2007 was held for the fourth time in Washington DC, USA, between May 14th to 16th 2007. The title of [2007’s] Symposium was Urban Land Use and Land Markets. These themes have preoccupied donors, multilateral organisations and civil society for decades but research is still insufficient due to the complexity of the issues.”

“Formal land delivery systems have often been inadequate to meet growing urban populations’ demands for secure tenure. The “informal land delivery system” – squatting, illegal subdivision of plots and pavement dwelling – has been the only answer. In order to improve poor people’s livelihoods, we need to better understand how the full continuum of informal and formal land markets operate; how new solutions to secure land for poor people can be developed; and how land can be used sustainably.”

Project Year:2007
Project Type:Research Paper
Geographic Regions:Tirana, Albania / El Salvador
Reports:

Delivery of Security, Infrastructure Services and Access to Finance through Community-Based Approaches (Report, 2007)


SIDA, Fourth Urban Research Symposium: Beyond Titling (Report, 2007)


Authors:John Driscoll; Christa Lee-Chuvala; Felicity Chan; Carolina Morgan; Dritan Shutina; Mona Serageldin; Mr. Luis Castillo (Fundacion Salvadorena de Apoyo Integral – FUSAI); Ms. Cecilia de Alberto (FUSAI); Ms. Silvia Melendez (FUSAI); Ms. Nidia Hidalgo (FUSAI); Mr. Roberto Gochez (OJicina de Planificacidn del Area Metropolitana de San Salvador); Mr. Wilver Adaias (Department of Engineering and Urban Development, Municipality of Usulután); Mr. David Cook; Ms. Darina Kokona; Jorida Cila; Edmond Leka (GIS consultant in Tirana, Albania)
Sponsors:4th World Bank Urban Research Symposium, May 2007, Washington, DC, USA; Swedish International Development Cooperation Agency (SIDA)
Categories:Urban Planning
  
ID:2007_00_001

Related I2UD Projects

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“Qassioun Urban Development Strategy and Improvement Plan,” Technical Framework for Damascus, Syria, 2006-2008

Abstract

A 2006 project consisted of an urban development strategy and improvement plan for the informal settlement of Qassioun in the City of Damascus, Syria. I2UD’s development strategy provided a coherent framework for the development of an integrated plan for the whole site and more detailed plans for each of its constituent parts.

An informal urbanized area housing a population of 200,000 in 2006, Qassioun extended over 6 kilometers in the mountain range overlooking Damascus’ civic and business center. The settlement was characterized by steep slopes, dense settlement patterns and geotechnical and seismic risks. The development plan included the protection of a historic area, two regularized sub-districts, the informal settlement, facilities on the undeveloped high plateau, and a relocation site for families living in zones with high seismic risks.

Project Year:2006-2008
Project Type:Technical Development Strategy
Geographic Regions:Damascus, Syria
Reports:


Authors:Mona Serageldin; Christa Lee-Chuvala; Carolina Morgan; Alejandra Mortarini; Daniel Tsai;
Sponsors:European Union Syria Municipal Administration Modernization (MAM) Programme
Categories:Reconciliation and Development
  
ID:2006_00_007

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“Land-Related Issues, Dhaka, Bangladesh,” Urban Sector Strategy Report, for Dhaka and Chittagong, Bangladesh, 2006

Abstract

In 2006, Mona Serageldin prepared the report on “Land-Related Issues, Dhaka, Bangladesh,” within the Institute for International Urban Development (I2UD) for the World Bank. The project formulated an urban sector strategy summary for Dhaka and Chittagong, Bangladesh, emphasizing employment generation and poverty reduction.

The report was based largely on fieldwork in Dhaka and Chittagong, primarily interviews with residents of slums, squatter settlements and informal areas, meetings and interviews with government officials, meetings with NGOs and micro-finance institutions and visits to key projects.

The report discussed in detail the urban land market in Bangladesh, defined the different types of land tenure held by urban dwellers, assessed the role of local and district authorities in land management, evaluated land-related impediments on housing and development finance, and highlighted issues related to access to land and services by the urban poor.

Project Year:2006
Project Type:Development Strategy
Geographic Regions:Dhaka and Chittagong, Bangladesh
Reports:

Authors:Mona Serageldin; Arif Ahamed; Felicity Chan; Christa Lee-Chuvala;
Sponsors:World Bank
Categories:Informal Settlements and Urban Upgrading
  
ID:2006_01_001

Tags

“Development Corridors and Urban Development Strategies” and “Slum Improvement Strategies and Social Inclusion,” Presentations by Dr. Mona Serageldin, 11th United Nations Conference on Trade and Development, São Paulo, Brazil, 2004

Abstract

Dr. Mona Serageldin authored a presentation, “Development Corridors and Urban Development Strategies,” for the 11th UN Conference on Trade and Development in June 2004 held in São Paulo, Brazil. Her speech addresses the challenges affecting urban management and development at national and local levels.

Additionally, Dr. Serageldin presented a slide presentation on “Slum Improvement Strategies and Social Inclusion” on a panel titled “Metropolitan Policies, Urbanization and Regularization of Informal Settlements” at the 11th UN Conference. This presentation details a case study from South Africa, reviewing slum upgrading efforts, details of national expenditures, and housing patterns. Photography depicts people and neighborhoods, economic enterprises, and housing in South Africa. Continues with detailed images of people, neighborhoods, city housing and housing density in urban places from around the globe.

Excerpt


[Excerpt: “Development Corridors and Urban Development Strategies,” pages 1, 2, 4-5.]

1.0 Positioning Cities in the Increasingly Complex and Competitive Global Economy
“Europe took an early lead in exploring the urban configuration that would result from unification and economic restructuring. The French National Planning Agency produced, in the late eighties, a landmark study ranking cities according to indicators of strength in the high-tech and high-value added sectors. The resultant diagram delineated the major economic regions and growth nodes in Western Europe. The main transportation corridors linking the larger centers, act as the backbone of the system, structuring networks of interlinked cities and channeling development along their alignment.

1.1 Structuring Development Corridors
Throughout the decade of the 90’s, globalization reshaped patterns of production, leading to the emergence of interlinked clusters of entrepreneurial businesses working through strategic alliances. Looking at Montpellier, France and the region around the technopole as an example shows that each economic cluster has its own pattern of spatial interconnections and dispersion based on functional, physical and virtual links. Technological innovation and fierce international competition are constantly reshaping these patterns, adding and eliminating whole categories of businesses and redirecting the flows of private investment to new and more advantageous locations.”

….

2.0 Coping with unprecedented mobility and large migratory flows
“Attempting to slow the growth of the metropolitan areas in order to divert population and activities to lagging regions is ill advised. Such policies have met with little success at a very high cost to the nation. Their wisdom is to be questioned at a time when unprecedented mobility has multiplied the capacity of the larger centers to contribute to the development of by-passed regions and economically distressed areas. Commuting from surrounding villages and towns, migration from rural areas and small provincial towns, lifts people out of poverty and contributes to channeling large flows of remittances to these lagging regions.”

Project Year:2004
Project Type:Presentation
Geographic Regions:São Paulo, Brazil
Reports:

Authors:Mona Serageldin
Sponsors:11th United Nations Conference on Trade and Development, June 2004, São Paulo, Brazil
Categories:Informal Settlements and Urban Upgrading
  
ID:2004_06_001

Related I2UD Projects

“World Migration Report,” Background Papers on Displacement, Migration and Resettlement in MENA (Middle East and North Africa), International Organization for Migration, 2014

“Migration, Remittances and Housing in Sub-Saharan Africa,” Study on Senegal, Kenya, and South Africa, with the Swedish International Development Cooperation Agency (SIDA), 2007-2008

“Migration, Remittances and the Empowerment of Women in Central America and the Andean Region,” for PROMESHA, Lund University, 2007-2008

“Habitat III Regional Report for the Arab Region,” for UN-Habitat (ROAS) and United Nations (ESCWA), 2015-2016

“National Urban Strategy for Governorates in Iraq,” Development Strategy for Phase II of the United Nations Development Programme (UNDP) and Iraq Ministry of Planning Local Area Development Programme (LADP II), 2014-2018

“National Urban Policies in Arab States,” Regional Assessment and Case Studies on NUPs in Egypt, Jordan, Morocco, Saudi Arabia and Sudan, 2014

UN-HABITAT Spatial Regional Plan and Assessment for the Kurdistan-Iraq Region Housing Program, 2014

“Inclusive Cities and Access to Land, Housing, and Services in Developing Countries,” Urban Development Series: Knowledge Papers, February 2016, No. 22. World Bank’s Social, Urban, Rural & Resilience Global Practice, 2016

“Basic Services for an Urbanizing World,” Third Global Report on Local Democracy and Decentralization (GOLD III, UCLG). Chapter on “Middle East and West Asia” by Mona Serageldin, I2UD, 2013

World Bank MNA Urban Action Plan – Policy and Strategy Papers: “The Evolving Regional Urban Agenda: Key Challenges and Opportunities,” & “From Spring to Renaissance: Repositioning the Arab Cities,” 2013

“GCC Regional Spatial Strategy – Elements and Considerations,” Urban Development Plan, UN-Habitat Gulf States Regional Office Workshops, 2013

State of Arab Cities 2012 UN-Habitat Report & Conference – “Challenges of Urban Transition: Municipal Management and Urban Development Conference For Sustainability in Arab States,” Kuwait, May 2012

“Comprehensive Plan for Makkah, Madinah and Mashaer,” Urban Development Strategy for Ancient Holy Sites in Saudi Arabia, 2009

Executive Training Course 2006: “Strategic Planning for Sustainable Infrastructure Development,” Workshop Curriculum with Case Studies, Pretoria, South Africa, 2006

“Development Corridors and Urban Development Strategies” and “Slum Improvement Strategies and Social Inclusion,” Presentations by Dr. Mona Serageldin, 11th United Nations Conference on Trade and Development, São Paulo, Brazil, 2004

“Migratory Flows, Poverty and Social Inclusion in Latin America,” Research Report by Dr. Mona Serageldin with Swedish International Development Agency (SIDA), 2004

“Community-Based Urbanization and Favelas Rehabilitation Processes,” Case Study in Academy Editions, “The Architecture of Empowerment: People, Shelter and Livable Cities,” for Fortaleza, Brazil, 1997

“Review of Ongoing USAID Shelter Sector Activities in Morocco,” Report by Dr. Mona Serageldin with ICMA, TSS Inc. for USAID/Morocco Office of Housing and Urban Programs, 1992-1998

Design Studio 1989: “Rabat’s Urban Fringe,” Urbanization Analysis of Rabat, Morocco – Seminar Curriculum

Design Studio 1988: “Urban Infrastructure Planning and Programing in Developing Countries,” Chapters 1-7, Seminar Curriculum

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“Migratory Flows, Poverty and Social Inclusion in Latin America,” Research Report by Dr. Mona Serageldin with Swedish International Development Agency (SIDA), 2004

Abstract

“Migratory Flows, Poverty and Social Inclusion in Latin America” was written and researched by Dr. Mona Serageldin in collaboration with authors from the Swedish International Development Cooperation Agency (SIDA) in 2004.

The 2004 paper was published as Chapter 7 in Urban Futures: Economic Growth and Poverty Reduction, Nabeel Hamdi (ed.). The collaboration was funded by grant from the Swedish International Development Cooperation Agency (SIDA), with a purpose to document two additional cases in Central America: Leon, Nicaragua and San Salvador, El Salvador.

This project emerged from a previous study, funded by the David Rockefeller Center for Latin American Studies at Harvard University, to document the impact of human migratory flows on across Central and South American nations. See related content in the I2UD Document Library: “Reintroducing the Spatial Dimension in the Planning and Management of Latin American Cities,” Lecture by Yves Cabannes, 2003.

Documents include the paper Proposal, Executive Summary, two Final Reports from February 2004 (CUDS) and August 2005 (I2UD), and a Bibliography in Spanish/Español.


[Excerpt: Final Report, Executive Summary, “Migratory Flows, Poverty and Social Inclusion in Latin America,” February 2004]

1. Introduction.
“Current poverty reduction strategies in LAC (Latin American Countries) underestimate the impact of migratory movements and remittances on social inclusion and do not fully include migration as a component of their strategies.”

“Some Latin American municipalities have launched creative initiatives in this field and their experience is well worth reviewing. To date little documentation of these efforts has been made particularly in terms of assessing the performance of the methods used and the impact of the monitoring on local development policies and governance.”

“Given the importance of migratory movements in Latin America, the findings will be of interest for local authorities as well as multinational and bilateral development organizations working in local development and poverty alleviation programs. This paper presents some preliminary findings of the study, which is still in progress, based on research and field documentation in Cuenca, Ecuador.”

Project Year:2004
Project Type:Research Paper
Geographic Regions:Central America / Caribbean / Cuenca, Ecuador / Maracaibo, Venezuela / Mexico / León and Rivas, Nicaragua / San Salvador, El Salvador
Reports:
Authors:Yves Cabannes; Mona Serageldin; Elda Solloso; Luis Valenzuela;
Sponsors:Swedish International Development Cooperation Agency (SIDA)
Categories:Informal Settlements and Urban Upgrading, Urban Planning,
  
ID:2004_02_001

Related I2UD Projects

“World Migration Report,” Background Papers on Displacement, Migration and Resettlement in MENA (Middle East and North Africa), International Organization for Migration, 2014

“Migration, Remittances and Housing in Sub-Saharan Africa,” Study on Senegal, Kenya, and South Africa, with the Swedish International Development Cooperation Agency (SIDA), 2007-2008

“Migration, Remittances and the Empowerment of Women in Central America and the Andean Region,” for PROMESHA, Lund University, 2007-2008

“Habitat III Regional Report for the Arab Region,” for UN-Habitat (ROAS) and United Nations (ESCWA), 2015-2016

“National Urban Strategy for Governorates in Iraq,” Development Strategy for Phase II of the United Nations Development Programme (UNDP) and Iraq Ministry of Planning Local Area Development Programme (LADP II), 2014-2018

“National Urban Policies in Arab States,” Regional Assessment and Case Studies on NUPs in Egypt, Jordan, Morocco, Saudi Arabia and Sudan, 2014

UN-HABITAT Spatial Regional Plan and Assessment for the Kurdistan-Iraq Region Housing Program, 2014

“Inclusive Cities and Access to Land, Housing, and Services in Developing Countries,” Urban Development Series: Knowledge Papers, February 2016, No. 22. World Bank’s Social, Urban, Rural & Resilience Global Practice, 2016

“Basic Services for an Urbanizing World,” Third Global Report on Local Democracy and Decentralization (GOLD III, UCLG). Chapter on “Middle East and West Asia” by Mona Serageldin, I2UD, 2013

World Bank MNA Urban Action Plan – Policy and Strategy Papers: “The Evolving Regional Urban Agenda: Key Challenges and Opportunities,” & “From Spring to Renaissance: Repositioning the Arab Cities,” 2013

“GCC Regional Spatial Strategy – Elements and Considerations,” Urban Development Plan, UN-Habitat Gulf States Regional Office Workshops, 2013

State of Arab Cities 2012 UN-Habitat Report & Conference – “Challenges of Urban Transition: Municipal Management and Urban Development Conference For Sustainability in Arab States,” Kuwait, May 2012

“Comprehensive Plan for Makkah, Madinah and Mashaer,” Urban Development Strategy for Ancient Holy Sites in Saudi Arabia, 2009

Executive Training Course 2006: “Strategic Planning for Sustainable Infrastructure Development,” Workshop Curriculum with Case Studies, Pretoria, South Africa, 2006

“Development Corridors and Urban Development Strategies” and “Slum Improvement Strategies and Social Inclusion,” Presentations by Dr. Mona Serageldin, 11th United Nations Conference on Trade and Development, São Paulo, Brazil, 2004

“Migratory Flows, Poverty and Social Inclusion in Latin America,” Research Report by Dr. Mona Serageldin with Swedish International Development Agency (SIDA), 2004

“Community-Based Urbanization and Favelas Rehabilitation Processes,” Case Study in Academy Editions, “The Architecture of Empowerment: People, Shelter and Livable Cities,” for Fortaleza, Brazil, 1997

“Review of Ongoing USAID Shelter Sector Activities in Morocco,” Report by Dr. Mona Serageldin with ICMA, TSS Inc. for USAID/Morocco Office of Housing and Urban Programs, 1992-1998

Design Studio 1989: “Rabat’s Urban Fringe,” Urbanization Analysis of Rabat, Morocco – Seminar Curriculum

Design Studio 1988: “Urban Infrastructure Planning and Programing in Developing Countries,” Chapters 1-7, Seminar Curriculum

Tags

“Local Authority-Driven Interventions to Improve the Lives of Slum Dwellers,” Dr. Mona Serageldin for UN Millennium Task Force 8, on “Improving the Lives of Slum Dwellers,” 2003

Abstract

In October 2003, Dr. Mona Serageldin participated on “Task Force 8,” a working group for the United Nations Millennium Project, directed by Professor Jeffrey Sachs Special Advisor to the UN Secretary General.

The Task Force 8 sought to recommend strategies to achieve the defined Millennium Development Goals (MDGs), adopted by world leaders at the UN Millennium Summit in September 2004. MGGs were targets to reduce global poverty, hunger, disease, illiteracy, environmental degradation, and gender discrimination for populations around the world.

Dr. Serageldin and CUDS authors prepared an assessment of 50 best practices worldwide as a background paper for the Task Force 8. Their paper highlighted the key features underlying their success, namely, partnerships, strategic priorities, multi-sectoral action plans, and focused on programs targeting vulnerable populations and marginalized “informal settlements,” here also termed “slums.”

Documents include the October 2003 Report, Goal Indicators, a case study on the Tsiganes in Greece, and a presentation titled “Partnerships and Targeted Programs.”

See also, the UN-HABITAT Mandate for the Millennium Development Project initiative, which includes a guide section on “The Do’s and Don’ts of Slum Upgrading.”


[Excerpt: Report, October 2003, 1. Executive Summary – Overview, p. 5]

1.1 Overview

“This background paper is based on an extensive review of local authority-driven initiatives that managed to improve the lives of slum dwellers. The review discusses the growing role of local authorities with reference to the institutional context conditioning government action. The imbalances created by asymmetrical decentralization of powers, responsibilities and resources is a cross cutting theme prompting local authorities to seek strategic partners for their initiatives. The conceptual framework used to define the range of locally driven initiatives that can improve the lives of slum dwellers underscores their breadth and diversity. The review focuses on process, strategy and action, and how these were shaped by the nature of the challenges that local authorities had to cope with and the partnerships they managed to structure in order to access resources, engage poor communities, reach marginalized populations and address vulnerable groups.”

“The performance of these institutional frameworks and decision making processes are assessed with reference to the difficulties encountered and results achieved. The selected initiatives presented in the different sections of the paper are grouped under headings highlighting recent trends and pointing to future directions. The paper focuses on initiatives implemented during the past decade in different economic, social, political and cultural settings. Emerging trends with regard to processes, strategies, and actions highlight the expanding scope of partnerships and the emphasis on empowerment and social inclusion.”

Project Year:2003
Project Type:Research Paper
Geographic Regions:Weihai, China (Conference Location) / Sofades, Greece (Case Study)
Reports:



Authors:Mona Serageldin; Elda Solloso; Luis Valenzuela; Peter Stathopoulos (Athens Technological Institute)
Sponsors:UN-Habitat Millennium Development Goals Task Force 8 on Improving the Lives of Slum Dwellers
Categories:Informal Settlements and Urban Upgrading
  
ID:2003_10_001

Related I2UD Projects

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“Svishtov: A Community-Based Investment Program for Municipal Development,” Technical Assistance for Capital Investment Strategy in Svishtov, Bulgaria, 2002

Abstract

A 2002 report “Svishtov: A Community-Based Investment Program for Municipal Development” addressed the capital investment strategy in Svishtov, Bulgaria, involving an implementation strategy designed to encouraged financial partnerships among civic groups, the private sector, and the municipality to address city-wide and neighborhood improvement priorities.

Based on this initiative, the Svishtov municipality received a 2004 award from the Conrad Adenauer Foundation of Germany for innovations in Bulgarian municipalities. The initiative was also featured in a 2007 World Bank publication on participatory budgeting (Anwar Shah, ed).


[Excerpt: Introduction, “Svishtov: A Community-Based Investment Program, p.2]

“In Bulgaria, the current investment planning process for municipalities, regions and the central government is not able to mobilize the financing that is so desperately needed for municipal investments nor effectively leveraging local resources. Many municipal projects submitted for funding from central and regional sources are not funded and remain on waiting lists for a considerable period. This has a direct impact on citizen participation in the planning and budgeting process. Citizens are often unsure if their participation will prove meaningful. The lack of meaningful participation at the local level is often a result of a feeling that “nobody will listen to us.” Additionally, local authorities feel frustrated because regional and national projects that have a significant impact on local development policies are carried out with little consultation from local authorities.”

“Tight municipal budgets and an increasing demand for improved services among residents and businesses is leading to new public/private partnerships that focus on mobilizing community-based resources to improve the urban environment. This places a challenge to the local governments to integrate effective and sustainable participation of the local communities and businesses in improving the quality of the living environment.”

“This case study describes initiative currently underway in Svishtov to develop a community based investment program. The program is suitable for smaller municipalities that can fund local programs from their own resources and can mobilize external funds for community-based activities. The methodology concentrates on developing a more responsive planning system for community based programs that complements the existing investment process that is primarily oriented towards larger scale projects. While elements of the community-based investment program are specific to Svishtov such as project selection criteria that reflect the programs that are a priority for the municipality, the process can be adopted to other municipalities.”

Project Year:2002
Project Type:Technical Assistance
Geographic Regions:Svishtov, Bulgaria
Reports:



Authors:John Driscoll; Marianna Eneva; Anna Laskowska;
Sponsors:RTI International; USAID
Categories:Informal Settlements and Urban Upgrading
  
ID:2002_03_001

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“Assessment of Participatory Budgeting in Brazil,” Research Assessment, Rio Grande do Sul, Brazil, 2001-2003

A CUDS report on “Assessment of Participatory Budgeting in Brazil: The Experience of the Participatory Budget In Rio Grande do Sul, Brazil” assessed the extent of citizen involvement fostered by participatory budgeting. The report measured the efficiency of resource allocation in local planning and management within Brazilian communities in Rio Grande do Sul.

Documents include a 2001 summary of research on Rio Grande do Sul, and a 2003 final report with accompanying Annexes.

Excerpt: 1.0 Executive Summary, p. 8

The main objective of the study is to assess the extent to which participatory budgeting (OP, or Participatory Budget is “Orcamento Participativo,” or Particatory ) is fostering the efficient and democratic allocation of resources and citizen involvement in the planning and management of their localities. The report draws upon extensive field research undertaken by the Center for Urban Development Studies in: Porto Alegre (population 1.3 million), the initiator of the OP in 1989; Gravatai (population 230,000), an industrial city in the Porto Alegre metropolitan area; Caxias do Sul (population 360,000) an urban center in a predominately rural area; Belo Horizonte (population 2.1 million), which implemented the first participatory housing budget (OPH); Santo Andre, (population 650,000), in the Sao Paulo metropolitan region, the city which has interlinked its participatory planning and budgeting processes; and, Rio Grande do Sul (population 10.2 million), the only state to have successfully implemented participatory budgeting.”

Excerpt: Table of Contents (Final Report, June 2003)

Project Year:2001-2003
Project Type:Research Paper
Geographic Regions:Rio Grande do Sul, Brazil
Reports:



Authors:Mona Serageldin; John Driscoll; Liz Meléndez San Miguel; Mona Serageldin; Elda Solloso; Luis Valenzuela; Consuelo Bravo; Clara Solá-Morales; Thomas Watkin.
In collaboration with Brazilian officials: Yves Cabannes (Regional Coordinator, PGU/LAC); Maria Gezica Baladares (Municipal Housing Secretary); SMHAB, Belo Horizonte; Tarson Núñez (Formerly Director of Regional and Urban Planning, State of Rio Grande do Sul; André Passos (General Coordinator, GAPLAN, Porto Alegre)
Sponsors:Inter-American Development Bank
Categories:Informal Settlements and Urban Upgrading
  
ID:2001_09_001

Tags

IEP August 2000: “Boston, Massachusetts: Strategic Plans and Community Participation,” International Education Programs, 2000

Abstract


Curriculum components from the August 2000 IEP, “Boston, Massachusetts: Strategic Plans and Community Participation.” Materials include case studies and project summaries from influential offices and agencies from Boston, Massachusetts, USA. Many case studies were replicated for later years of the IEP program. Multiple curriculum components are contained in each document. See individual cover pages for full section indexes, or the Program Reference Materials List (Volume 1 Index).

For example:
“Boston Strategic Plans And Community Participation (Case Studies)” contains multiple works:

A Civic Vision for Turnpike Air Rights (Strategic Development Study Committee; Boston Redevelopment Authority Boston, MA; 2000)

Private/Public Development of South Station (Center for Urban Development Studies; Cambridge, MA; 1995)

– Boston 400 Guide to Community Participation, (Boston Redevelopment Authority; Boston, MA; Summer, 1999)

– Choosing to Compete: A Statewide Strategy for Job Creation and Economic Growth: Executive Summary (Executive Office of Economic Affairs; Commonwealth of Massachusetts May, 1993)

See related I2UD projects below

Project Year:2000
Project Type:IEP; Education
Geographic Regions:Boston, Massachusetts, USA (Waterfront, South Boston, East Boston, Harbor Point, Dorchester, Nubian Square, and Roslindale) / Elmwood, Providence, Rhode Island, USA / New York Metropolitan Area, USA / Paris, France / Szczecin, Poland / Tirana, Albania / St. Petersburg, Russia
Reports:
IEP 2000: “Linking Economic and Physical Development Strategies: Intergovernmental Responsibilities in the Context of Decentralization” (Lecture Notes, Francois Vigier)


IEP 2000: Boston Strategic Plans and Community Participation (Case Studies)



IEP 2000: Waterfront Development in Boston (Case Studies)



IEP 2000: Harbor Point (Case Studies)



IEP 2000: Boston Housing Authority Initiatives (Case Studies)



IEP 2000: The Federal Government and Housing Initiatives (Case Studies)



IEP 2000: Project RIGHT, Inc (Dorchester, MA Case Studies)



IEP 2000: Elmwood Neighborhood Proposal to Rhode Island Housing for the Neighborhood Revitalization Program



IEP 2000: Main Streets Programs in Boston (Case Studies)



IEP 2000: Dudley Square (Boston MA)



IEP 2000: Regional Plan Association (New York, NY)



IEP 2000: Municipal Policy and Finance (Case Studies)



IEP 2000: Microfinance Synthesis, Regional Summary for Asia, Latin American and Sub-Saharan Africa with Selected Case Studies



IEP 2000: International Case Studies (Szcenzin, Poland and Paris, France)



IEP 2000: Introductory Materials: Center Staff and Presenter Bios (List of Reference Materials)



IEP 2000: Program Reference Materials List (Volume 1 Index)



Authors:François Vigier; Mona Serageldin; John Driscoll; David Jones; Christopher Rogers; Kath Phelan; Linda Haar; Thomas Nally; Carol R. Johnson; Deborah Goddard; Richard Henderson; Martin Nee; Jorge Martinez; David Knowles; Margaret Thalwitz; Robert Yaro; Kimberley Wilson;
Sponsors:Center for Urban Development of the Harvard University Graduate School of Design
Categories:International Education Program; Education;
  
ID:2000_08_002

Related I2UD Projects

The International Training Programs (ITP) began in 1982, as 2-4 week long summer seminars held by the Unit for Housing and Urbanization (Harvard University) in Cambridge, MA. ITP curriculums were designed to strengthen the decision-making skills of senior professionals in public and private agencies responsible for urban development.

The I2UD Digital Library holds curriculum materials for ITPs from 19881991199419951997 and 1998:

The tradition of ITPs continued after 2000, when CUDS (a re-organization of the Unit) continued training seminars as “International Education Programs” (IEP) from 2000-2004:

Programs included inter-linked modules, lectures, case studies, interactive computer simulation models, site visits to urban projects, discussion groups and networking with professional counterparts from international metropolitan regions. Sessions had a modular format and structured team teaching, taught by a team of senior faculty and guest lecturers. Programs ended with a synthesis presented through a project evaluation exercise. Participants used case projects to examine strategies from the viewpoint of both public and private partners — to assess the feasibility and potential impacts of policies and projects on the community and the city. Presentations by guest speakers representing U.S. and international agencies, NGOs, and community groups were also integrated within the pedagogic framework of each module.


“Planning for Climate Adaptation Program” for Four Dominican Republic Municipalities: Santo Domingo National District, Santiago de los Caballeros, San Pedro de Macoris, and Las Terrenas, 2015

“National Urban Policies in Arab States,” Regional Assessment and Case Studies on NUPs in Egypt, Jordan, Morocco, Saudi Arabia and Sudan, 2014

“Arusha Urbanization Strategy and Urban Development Plan,” Development Strategy for Arusha Municipality, Tanzania, 2009-2012

ICLRD: Urban Reconciliation Case Studies for Public Housing Estates in Ireland and Northern Ireland, with Study Profile on the Basel Metropolitan Area, 2010-2012

Executive Training Course 2006: “Strategic Planning for Sustainable Infrastructure Development,” Workshop Curriculum with Case Studies, Pretoria, South Africa, 2006

IEP 2003: “Infrastructure and Partnerships for Local Economic Development” in Pretoria and Bloemfontein, South Africa, International Education Programs, 2003

IEP 2002: “Strategic Planning for Local Development & Urban Revitalization,” Program Overview, International Education Programs, 2002

Workshops on “Strategic Planning and Management of Municipal Infrastructure Programs,” from Review of Grant-Funded MIPs in South Africa, May-June 1999

“Housing Microfinance Initiatives,” Case Study for USAID Microenterprise Best Practices Initiative, 1999-2000

ITP 1998: “The Role of Public/Private Partnerships in Urban Improvements,” with Case Studies on Kreuzberg, Berlin (Germany), GIS Mapping on Cape Cod (US) and the Maarouf Quarter of Cairo (Egypt), 1998

“City of Szczecin Capital Improvement Program,” Case Studies for Technical Assistance Program, Szczecin, Poland, 1996

ITP 1994: “Revitalization in Older Urban Spaces,” Upham’s Corner, Dorchester, Boston, South Boston, and New Haven (US); Montpellier (France); and Cork (Ireland) with Case Studies, International Education Programs, 1994

“Introduction to Local Finances,” Teaching Monographs and Case Studies on Finance Management, by Visiting Lecturer David C. Jones, 1994-1999

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“Szczecin Local Initiative Program,” Urban Improvement Intervention Strategy, for the USAID Regional Housing and Urban Development Office, Szczecin, Poland, 1999

The USAID Regional Housing and Urban Development Office sponsored a 1999 project addressing the “Szczecin Local Initiatives Program” for Szczecin, Poland. The program sought to develop a supportive framework linking neighborhood revitalization and economic development. The contract involved funding partnerships between residents, the private sector, and non-governmental organizations (NGOs).

The Unit staff, lead by John Driscoll and Dr. Mona Serageldin, worked towards the development of local initiative programs with community-based organizations in Szczecin, Poland. The project also tapped a network of local universities, foundations, civic institutions and other non-profit organizations to improve the physical and social conditions in lower-income neighborhoods in Poland.

Project Year:1999
Project Type:Urban Improvement Intervention Strategy
Geographic Regions:Szczecin, Poland
Reports:
Authors:John Driscoll; Dominik Górski; Mona Serageldin; Anna Stepień; Pawel Szczyrski; Janusz Szewczuk
Sponsors:USAID Regional Housing and Urban Development Office
Categories:Informal Settlements and Urban Upgrading
  
ID:1999_05_001

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“Housing Microfinance Initiatives,” Case Study for USAID Microenterprise Best Practices Initiative, 1999-2000

Abstract

The Unit’s work on the “Housing Microfinance Initiative” case study spanned 1999 to 2000, along with USAID’s Microenterprise Best Practices effort.

The Unit produced reports to highlight the achievements of housing micro-finance initiatives around the world. Findings noted the challenges facing the extension of microcredit to poor households for funding shelter construction and improvements, land acquisition, and infrastructure provisions. Geographic regions addressed include South Asia, Southeast Asia, India, Bangladesh, Philippines, Latin America (specifically Guatemala), and Sub-Saharan Africa.

Documents include a final report, a 1998 draft background report on Guatemala, an inception brief, multiple summary and synthesis reports, supporting overviews, case studies with photos. Regional overviews address the broad geographic areas noted above.

See related I2UD projects below

Project Year:1999-2000
Project Type:Case Study
Geographic Regions:South Asia (India and Bangladesh) / Southeast Asia (Philippines) / Latin America (Guatemala) / Sub-Saharan Africa (South Africa)
Reports:

Housing Microfinance: (Final Report)


Housing Microfinance Initiatives: Genesis Empresarial Community Infrastructure Lending Program, Guatemala (Final Draft, December 1998)


Housing Microfinance: (Inception Brief, March 1999)


Housing Microfinance: (Regional Summary, January 2000)


Housing Microfinance: (Synthesis Report, March 2000)


Housing Microfinance: (Synthesis and Regional Summary, May 2000)


Housing Microfinance: (Executive Summary, May 2000)


Housing Microfinance: Proposed Scope (Case Study Overview)


Housing Microfinance: Proposed Scope (Synthesis Report)


Housing Microfinance: Proposed Scope, Asia and Africa (Regional Overview)


Housing Microfinance: Proposed Scope, Latin America and Eastern Europe (Regional Overview)


Housing Microfinance: (Case Studies and Photos)

Authors:John Driscoll; Graciela Fortin-Magana; Christopher Rogers; Mona Serageldin; Sameh Wahba; Christine Williams; Kimberly Wilson;
Sponsors:Center for Urban Development Studies at the Harvard Graduate School of Design; USAID Microenterprise Best Practices; Development Alternatives, Inc. (DAI), Bethesda, Maryland
Categories:Urban Planning
  
ID:1999_00_001

Related I2UD Projects

The International Training Programs (ITP) began in 1982, as 2-4 week long summer seminars held by the Unit for Housing and Urbanization (Harvard University) in Cambridge, MA. ITP curriculums were designed to strengthen the decision-making skills of senior professionals in public and private agencies responsible for urban development.

The I2UD Digital Library holds curriculum materials for ITPs from 19881991199419951997 and 1998:

The tradition of ITPs continued after 2000, when CUDS (a re-organization of the Unit) continued training seminars as “International Education Programs” (IEP) from 2000-2004:

Programs included inter-linked modules, lectures, case studies, interactive computer simulation models, site visits to urban projects, discussion groups and networking with professional counterparts from international metropolitan regions. Sessions had a modular format and structured team teaching, taught by a team of senior faculty and guest lecturers. Programs ended with a synthesis presented through a project evaluation exercise. Participants used case projects to examine strategies from the viewpoint of both public and private partners — to assess the feasibility and potential impacts of policies and projects on the community and the city. Presentations by guest speakers representing U.S. and international agencies, NGOs, and community groups were also integrated within the pedagogic framework of each module.


“Planning for Climate Adaptation Program” for Four Dominican Republic Municipalities: Santo Domingo National District, Santiago de los Caballeros, San Pedro de Macoris, and Las Terrenas, 2015

“National Urban Policies in Arab States,” Regional Assessment and Case Studies on NUPs in Egypt, Jordan, Morocco, Saudi Arabia and Sudan, 2014

“Arusha Urbanization Strategy and Urban Development Plan,” Development Strategy for Arusha Municipality, Tanzania, 2009-2012

ICLRD: Urban Reconciliation Case Studies for Public Housing Estates in Ireland and Northern Ireland, with Study Profile on the Basel Metropolitan Area, 2010-2012

Executive Training Course 2006: “Strategic Planning for Sustainable Infrastructure Development,” Workshop Curriculum with Case Studies, Pretoria, South Africa, 2006

IEP 2003: “Infrastructure and Partnerships for Local Economic Development” in Pretoria and Bloemfontein, South Africa, International Education Programs, 2003

IEP 2002: “Strategic Planning for Local Development & Urban Revitalization,” Program Overview, International Education Programs, 2002

Workshops on “Strategic Planning and Management of Municipal Infrastructure Programs,” from Review of Grant-Funded MIPs in South Africa, May-June 1999

“Housing Microfinance Initiatives,” Case Study for USAID Microenterprise Best Practices Initiative, 1999-2000

ITP 1998: “The Role of Public/Private Partnerships in Urban Improvements,” with Case Studies on Kreuzberg, Berlin (Germany), GIS Mapping on Cape Cod (US) and the Maarouf Quarter of Cairo (Egypt), 1998

“City of Szczecin Capital Improvement Program,” Case Studies for Technical Assistance Program, Szczecin, Poland, 1996

ITP 1994: “Revitalization in Older Urban Spaces,” Upham’s Corner, Dorchester, Boston, South Boston, and New Haven (US); Montpellier (France); and Cork (Ireland) with Case Studies, International Education Programs, 1994

“Introduction to Local Finances,” Teaching Monographs and Case Studies on Finance Management, by Visiting Lecturer David C. Jones, 1994-1999

Tags

Habitat II Conference Research Papers: “Cities of the Global South” – “Leadership and Best Practices”- “Tenure Rights and Development Control,” Istanbul, Turkey, June 1996

Abstract

In June 1996, Dr. Mona Serageldin and the Center for Urban Development Studies (CUDS) presented research papers for the United Nation’s Habitat II Conference in Istanbul, Turkey. Documents here include three papers presented by Dr. Mona Serageldin for CUDS:

1. “Cities of the Global South” for a dialogue on Land Policy and Rural Urban Linkages.

2. “Leadership and Best Practices,” for a panel on Governance and Best Practices.

3. “Tenure Rights and Development Control” for a forum on Building Housing to Feel at Home.

Additional documents are a summary of Harvard’s Graduate School of Design participation in international research agendas, “GSD Participation.” Other papers were sponsored by the Urban Management Program of Habitat/World Bank/UNDP, the Institute of Public Administration of New York, and the Center for the Global South at American University in Washington, D.C.


[Excerpt: “GSD Participation,” with Summary of CUDS at the Habitat II Conference]:

“Habitat II was the largest global conference on urban issues since 1976, when Habitat I was held in Vancouver. It attracted over 20,000 participants who debated critical issues, discussed the policy agenda and set directions for the coming decades…

“At the United Nations’ Habitat II Conference held in Istanbul June 3-14, 1996, two cities with whom the Unit for Housing and Urbanization at the GSD has worked over the past few years received Global Best Practices Awards for “excellence in improving the living environment.” They are Lublin, Poland, the Adjame district in Abidjan, Cote d’lvoire. The Unit also organized a special training program for a third recipient, the ANHI housing agency of Morocco.

“Nicolas You, coordinator for Best Practices and Local Leadership Program at Habitat explained that the object of the Awards is to highlight particularly successful actions that improve the human environment. The secretary general of the United Nations, Dr. Boutros – Ghali, presented the awards to the recipients in plenary session.”

“Secretary General of Habitat, Dr. Wally N’Dow stated: “The collection and dissemination of Best Practices will be an important and lasting heritage of Habitat II.” The Initiative will establish a database accessible on the Internet and a video library documenting these outstanding experiences in order to encourage transfer of knowledge, experience, and expertise. The Unit will participate in this interactive mode of exchange of ideas and learning.”

“Mona Serageldin, Professor of Urban Planning and Associate Director of the Unit participated on panels discussing “Best Practices and Good Govemance,” “Cities in the South, Preparing for the Next Millennium,” “Building Capacity for Better Cities,” and “The Dialogue on Land Policy.”

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Project Year:1996
Project Type:CUDS Presentations
Geographic Regions:Istanbul, Turkey (Conference Location)
Reports:
Habitat II Conference: Cities of the Global South (Mona Serageldin, June 1996)



Habitat II Conference: Leadership and Best Practices (Mona Serageldin, June 1996)


Habitat II Conference: Tenure Rights and Development Controls (Mona Serageldin, June 1996)


Habitat II Conference: GSD Participation (June 1996)

Authors:Mona Serageldin (CUDS)
Sponsors:Unit for Housing and Urbanization at the Harvard Graduate School of Design
Categories:Evaluations and Assessments;
  
ID:1996_06_001

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“Community Based Credit for Housing, Infrastructure, and Microenterprises,” Micro-Finance Housing Shortage Study for Quito, Ecuador, 1995

Abstract

In 1995, the Unit for Housing and Urban Development (HU-GSD) researched a mico-finance study on housing shortages in Quito, Ecuador to assess the impact of USAID’s Regional Housing and Urban Development Office for South America (RHUDO/SA) Ecuadorian Credit Program.

The Unit’s research presented solutions for housing shortages in Quito, Ecuador. The study discusses mechanisms for the extension of credit to lower income households through community based credit institutions, including productive housing loans, micro-enterprise loans, infrastructure provisions, loan refinancing to solve housing shortages in Quito.

Documents are an Executive Summary, and the Main Report (1995). Supporting documents include a Microenterprise Component from January 1995, A Market report by Thomas J. O’Malley “Ecuador’s Secondary Market – Findings Possibilities and Recommendations,” and a Summary memo titled “Reaching the Bulk of the Housing Problem With Loans – Gustavo Riofrío to Mona Serageldin.”


[Excerpt: Executive Summary]

“The study reviewed the structure and operations of various institutions involved in housing in Ecuador. The strategic objective was the development of micro finance instruments offering lower income households credit for housing and housing related finance on terms that are affordable, convenient and responsive to their needs.

The purpose of the study was to: 1) Assess the RHUDO’s current credit program as it relates to efficient urban improvement; 2) Assess the feasibility of expanding the Program into the areas of productive housing loans, micro enterprise loans, and infrastructure provision as well as the possibility of refinancing these loans.

Microenterprise Development: The study recommends advocating the concept of a “productive house” used as shelter and as income generator as an integral component of the self improvement strategies of lower income families. It allows them to upgrade their economic conditions as well as their living environment. Home based income generating activities are particularly important in helping women address some of their financial needs. For the working poor, income generation is an integral part of housing development. Investing in the house helps establish and expand home based micro-enterprises. Building on this concept the study focuses of the following components:

– Linking micro-enterprise and home improvement finance through the credit unions.
– Utilizing the same credit channels to lend directly for housing and micro-enterprise development.
– Refinancing portfolios of productive housing loans in order to leverage capital resources
.

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Project Year:1995
Project Type:Research Paper
Geographic Regions:Quito, Ecuador
Reports:





Authors:Mona Serageldin; David C. Jones; Sherif Lotfi; David Neilson; Thomas O’Malley; Gustavo Riofrio; Kimberley Wilson
Sponsors:USAID Regional Housing and Urban Development Office; Regional Housing and Urban Development Office for South America (RHUDO/SA) Ecuadorian Credit Program.
Categories:Urban Finance
  
ID:1995_03_003

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“Community-Based Urbanization and Favelas Rehabilitation Processes,” Case Study in Academy Editions, “The Architecture of Empowerment: People, Shelter and Livable Cities,” for Fortaleza, Brazil, 1997

Abstract

This report “Community-Based Urbanization and Favelas Rehabilitation Processes,” was written by Mona Serageldin and CUDS specialists in 1997, and published in The Architecture of Empowerment: People, Shelter and Livable Cities, Academy Editions.

This housing case study of Fortaleza, Brazil examined the four interlinked urban programs in Fortaleza, which formed a coordinated framework for public and community action to address the human and environmental aspects of rapid urbanization. Programs combined capacity building, participation, civic engagement, and community-based management of local resources.


[Excerpt: Final Report, 1997]

“Fortaleza’s interlinked urban programs (Mutirão 50, Comunidades, Casa Melhor and the Integration Council) created a framework for coordinated public and community action addressing the human aspects as well as the environmental dimensions of rapid urbanization. The programs combined capacity building, participation, civic engagement and community based management of local resources. Fortaleza, the capital of the Ceara State, in the Northern region of Brazil, has a population of 2.5 million inhabitants, over half of whom live in more than 350 irregular settlements, known as “favelas”, lacking infrastructure and services. Rapid demographic growth and sustained migration from rural areas has fueled their proliferation. Since 1973, a new favela has developed every month . . .”
. . . .

“The goal of the Mutirão 50 pilot and the Comunidades programs is to create an interface for coordinated action by the different actors involved in urban development. The process capitalizes on the complementary roles of NGOs that have the capacity to innovate and lead an outreach and mobilization effort, and the public authorities that can foster institutionalization and replication of successful actions. The programs have 3 strategic objectives: to create a setting for self-built mutirões housing; to generate employment opportunities; and to set in motion a process of sustainable development.

“The programs reinforce citizen participation and the autonomy of community based organizations by building up their capacity to negotiate with public authorities and broadening their vision and understanding of the wider socio-economic context. The Comunidades program is managed by a special commission, referred to as the Integration Council. It includes two representatives of each of the partners involved: the State, the municipalities, the university and the technical school, the NGOs and the community groups. . . “
. . . .

“Close ties to education and research institutions help develop innovative approaches to the three complementary and integrated action lines of the program: Housing construction institutional development and job creation. In light of the importance given to technical training, the collaborative effort with educational institutions is considered critical to the program’s success.”

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Project Year:1995
Project Type:Research Paper
Geographic Regions:Fortaleza, Brazil
Reports:
Authors:Mona Serageldin; Boguslaw Trondowski; Sameh Wahba
Sponsors:Center for Urban Development Studies at the Harvard Graduate School of Design
Categories:Urban Planning
  
ID:1995_00_006

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“Migration, Remittances and the Empowerment of Women in Central America and the Andean Region,” for PROMESHA, Lund University, 2007-2008

“Habitat III Regional Report for the Arab Region,” for UN-Habitat (ROAS) and United Nations (ESCWA), 2015-2016

“National Urban Strategy for Governorates in Iraq,” Development Strategy for Phase II of the United Nations Development Programme (UNDP) and Iraq Ministry of Planning Local Area Development Programme (LADP II), 2014-2018

“National Urban Policies in Arab States,” Regional Assessment and Case Studies on NUPs in Egypt, Jordan, Morocco, Saudi Arabia and Sudan, 2014

UN-HABITAT Spatial Regional Plan and Assessment for the Kurdistan-Iraq Region Housing Program, 2014

“Inclusive Cities and Access to Land, Housing, and Services in Developing Countries,” Urban Development Series: Knowledge Papers, February 2016, No. 22. World Bank’s Social, Urban, Rural & Resilience Global Practice, 2016

“Basic Services for an Urbanizing World,” Third Global Report on Local Democracy and Decentralization (GOLD III, UCLG). Chapter on “Middle East and West Asia” by Mona Serageldin, I2UD, 2013

World Bank MNA Urban Action Plan – Policy and Strategy Papers: “The Evolving Regional Urban Agenda: Key Challenges and Opportunities,” & “From Spring to Renaissance: Repositioning the Arab Cities,” 2013

“GCC Regional Spatial Strategy – Elements and Considerations,” Urban Development Plan, UN-Habitat Gulf States Regional Office Workshops, 2013

State of Arab Cities 2012 UN-Habitat Report & Conference – “Challenges of Urban Transition: Municipal Management and Urban Development Conference For Sustainability in Arab States,” Kuwait, May 2012

“Comprehensive Plan for Makkah, Madinah and Mashaer,” Urban Development Strategy for Ancient Holy Sites in Saudi Arabia, 2009

Executive Training Course 2006: “Strategic Planning for Sustainable Infrastructure Development,” Workshop Curriculum with Case Studies, Pretoria, South Africa, 2006

“Development Corridors and Urban Development Strategies” and “Slum Improvement Strategies and Social Inclusion,” Presentations by Dr. Mona Serageldin, 11th United Nations Conference on Trade and Development, São Paulo, Brazil, 2004

“Migratory Flows, Poverty and Social Inclusion in Latin America,” Research Report by Dr. Mona Serageldin with Swedish International Development Agency (SIDA), 2004

“Community-Based Urbanization and Favelas Rehabilitation Processes,” Case Study in Academy Editions, “The Architecture of Empowerment: People, Shelter and Livable Cities,” for Fortaleza, Brazil, 1997

“Review of Ongoing USAID Shelter Sector Activities in Morocco,” Report by Dr. Mona Serageldin with ICMA, TSS Inc. for USAID/Morocco Office of Housing and Urban Programs, 1992-1998

Design Studio 1989: “Rabat’s Urban Fringe,” Urbanization Analysis of Rabat, Morocco – Seminar Curriculum

Design Studio 1988: “Urban Infrastructure Planning and Programing in Developing Countries,” Chapters 1-7, Seminar Curriculum

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“The Use of Land and Infrastructure in the Self-Improvement Strategies of Urban Lower Income Families,” Paper by Dr. Mona Serageldin, UN Habitat Fourteenth Commission Report, May 1993

Abstract

A landmark paper by Dr. Mona Serageldin, “The Use of Land and Infrastructure in the Self-Improvement Strategies of Urban Lower Income Families,” was included in the The Fourteenth Commission UNCHS/Habitat Report and presented to the Commission in Nairobi, Kenya in May 1993.

This work presented the self-improvement strategies of families dealing with challenging living conditions as an ‘intricate and dynamic’ part of urban development, conditions which planners should respect. Dr. Serageldin’s report drew on her long history of research on urban development in cities globally, using short narrative examples and photos to illustrate specific households in: Abidjan, Amman, Cairo, Jakarta, Karachi, Kinshasa, Quito, Mexico City, Rabat, Surabaya, Tunis, and Boston. The report was sponsored by the Family and Development Program and the Office of Housing and Urban Programs of the U.S. Agency for International Development (USAID).

Additionally, another essay (Excerpts below) on the same topic was published as USAID Seminar Brief No. 4: “How Urban Families use Infrastructure and Housing in their own Development,” (June 1992). This document summarized Dr. Serageldin’s seminar presentation for the USAID Family and Development Initiative Series on April 24, 1992, relaying her presentation of trends toward informal housing developments emerging in reaction to rapid urbanization in city populations – making housing shortages a dire problem for low income families.


[Excerpt: USAID Seminar No. 4. “How Urban Families use Infrastructure and Housing in their own Development,” June 1992.]

Keeping Families Together: Dr. Serageldin’s longitudinal research in Cairo illustrated the importance of a house as an asset that keeps families together. Vertical expansion of buildings provides space which can be used to house less fortunate family members, such as the elderly, at advantageous terms to all parties. In one case, the rental income saved by a widowed mother living on a relative’s top floor was spent on her children’s school fees while the income generated by this family member from a ground floor shop covered the family’s living expenses.”

Project Year:1993, 1992
Project Type:Research Paper
Geographic Regions:Abidjan, Côte d’Ivoire / Amman, Jordan / Cairo, Egypt / Jakarta and Surabaya, Indonesia / Karachi, Pakistan / Kinshasa, Democratic Republic of the Congo / Quito, Ecuador / Mexico City, Mexico / Rabat, Morocco / Tunis, Tunisia / Boston, Massachusetts, USA
Reports:

“The Use of Land and Infrastructure in the Self-Improvement Strategies of Urban Lower Income Families,” Fourteenth Commission UN Habitat Report (May 1993)



USAID Seminar Brief No. 4: “How Urban Families use Infrastructure and Housing in their own Development” (June 1992)


Authors:John Driscoll; María-Luisa Fernández; Mona Serageldin
Sponsors:USAID Family and Development Program; USAID Office of Housing and Urban Programs
Categories:Informal Settlements and Urban Upgrading
  
ID:1993_05_001

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Design Studio 1993: “Rabat’s Urban Fringe,” Rabat, Morocco, Seminar Curriculum

Abstract

The Design Studio from Spring 1993, “Rabat’s Urban Fringe,” was led by Professors François Vigier and Mona Serageldin. The seminar focused on the informal housing fringe region around the old city sections of Rabat, Morocco.

See the Table of Contents [excerpt below] for Five chapters on urban development in Rabat, Morocco ca. 1992: “I. National Background, II. The Process of Urbanization, III. The Housing Sector, IV. Rabat-Salé: The Capital City, and V. The Southern Fringe of Rabat. “

Section 5 on the Southern Fringe contains an expansive study of Squatter Settlements, Historic Regions, and Upgrading in Rabat, with details on squatter regions and upgrading activity zones, including an analysis of the social and economic impact of housing projects underway. A final section (5.5) details Case Studies of Doum: (Shacks A and B) and (Houses A and B), and informal housing in Takadoum, and La Butte.

Excerpt


[Excerpt: Table of Contents fo Rabat’s Urban Fringe, October 1992]

This document presents an overview of the Design Studio, authored by Drs. Vigier and Serageldin in October 1992, for use in the Spring 1993 Design Studio curriculum. This topic was reused from the Design Studio from 1989 (Design Studio 1989: “Rabat’s Urban Fringe,”  Urbanization Analysis of Rabat, Morocco – Seminar Curriculum).

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Project Year:1993
Project Type:Urban Design Studio
Geographic Regions:Rabat, Morocco
Reports:
Authors:Mona Serageldin; François Vigier;
Sponsors:The Aga Khan Program for Islamic Architecture at Harvard University;
Categories:Design Studios; Education;
  
ID:1993_00_001

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Design Studio 1981: “Housing Design in Islamic Cultures” in Algeria, Bangladesh, Egypt, Iraq, Pakistan, Saudi Arabia and Indonesia, Seminar Curriculum

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Design Studio 1984: “Design, Technology and Logistics for Large Housing Projects,” in Algeria, India, Iraq, Malaysia, Mali and Singapore, Seminar Curriculum

Design Studio 1987: “Arad New Town,” Land-Fill Development Solutions for Arad New Town, Muharraq Island, Bahrain, Seminar Curriculum

Design Studio 1988: “Urban Infrastructure Planning and Programing in Developing Countries,” Chapters 1-7, Seminar Curriculum

Design Studio 1989: “Rabat’s Urban Fringe,”  Urbanization Analysis of Rabat, Morocco – Seminar Curriculum

Design Studio 1990: “The Medina of Tunis,” Urban Regeneration for the Historic Hafsia District, Tunis, Tunisia, Seminar Curriculum

Design Studio 1992: “Cairo and the Medieval City” &”Urban Regeneration in Medieval Cairo,” in Cairo, Egypt, Seminar Curriculum

Design Studio 1993: “Rabat’s Urban Fringe,” Rabat, Morocco, Seminar Curriculum

Design Studio 1994: “A New Urban Center for Adjamé, Abidjan, Ivory Coast,” Seminar Curriculum

Design Studio 1995: “Urban Regeneration and Housing in a Transitional Economy: Lublin, Poland,” Seminar Curriculum

Design Studio 1996: “Strategic Urban Redevelopment in a Transitional Economy in Gdansk, Poland,” Seminar Curriculum

Design Studio 1997: “Strategic Planning and Local Development,” Seminar Curriculum

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“Regularizing the Informal Land Development Process,” International Case Studies for the USAID Office of Housing and Urban Programs, Dr. Mona Serageldin, 1990

Abstract

In 1990, Dr. Mona Serageldin and the Unit authored a report on urban development case studies, “Regularizing the Informal Land Development Process,” in fulfillment of a contract with the USAID Office of Housing and Urban Programs.

The report focused on organizational disconnects between informal housing and formal planning development for urban communities, considering case studies on land development and legal aspects for nine urban municipalities: Navi Mumbai, India; Jakarta, Indonesia; Bangkok, Thailand; Mexico City, Mexico; Caracas, Venezuela; Cairo, Egypt; Amman, Jordan; Abidjan, Côte d’Ivoire; Conakry, Guinea; Kinshasa, Congo; and Lusaka, Zambia.

Case studies discuss three points for each city region: 1) Informal land development processes; 2) Regularization of informal land development; and 3) Legal and institutional frameworks for land regularization. Documents include the 1990 report in full.

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Project Year:1990
Project Type:Land Development Case Studies
Geographic Regions:Navi Mumbai, India / Jakarta, Indonesia / Bangkok, Thailand / Mexico City, Mexico / Caracas, Venezuela / Cairo, Egypt / Amman, Jordan / Abidjan, Côte d’Ivoire / Conakry, Guinea / Kinshasa, Congo / Lusaka, Zambia
Reports:
Regularizing the Informal Land Development Process: (Mona Serageldin, October 1990)
Authors:John Driscoll; María-Luisa Fernández; Laurent Perrin; Mona Serageldin; Graphics, Randa Tukan; Production, Phoebe Manzi
Sponsors:USAID Office of Housing and Urban Programs (Contract # DHR-1005-0-00-0019-00)
Categories:Urban Planning
  
ID:1990_10_001

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“Arusha Urbanization Strategy and Urban Development Plan,” Development Strategy for Arusha Municipality, Tanzania, 2009-2012

ICLRD: Urban Reconciliation Case Studies for Public Housing Estates in Ireland and Northern Ireland, with Study Profile on the Basel Metropolitan Area, 2010-2012

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IEP 2002: “Strategic Planning for Local Development & Urban Revitalization,” Program Overview, International Education Programs, 2002

Workshops on “Strategic Planning and Management of Municipal Infrastructure Programs,” from Review of Grant-Funded MIPs in South Africa, May-June 1999

“Housing Microfinance Initiatives,” Case Study for USAID Microenterprise Best Practices Initiative, 1999-2000

ITP 1998: “The Role of Public/Private Partnerships in Urban Improvements,” with Case Studies on Kreuzberg, Berlin (Germany), GIS Mapping on Cape Cod (US) and the Maarouf Quarter of Cairo (Egypt), 1998

“City of Szczecin Capital Improvement Program,” Case Studies for Technical Assistance Program, Szczecin, Poland, 1996

ITP 1994: “Revitalization in Older Urban Spaces,” Upham’s Corner, Dorchester, Boston, South Boston, and New Haven (US); Montpellier (France); and Cork (Ireland) with Case Studies, International Education Programs, 1994

“Introduction to Local Finances,” Teaching Monographs and Case Studies on Finance Management, by Visiting Lecturer David C. Jones, 1994-1999

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“The Abidjan Experience”- Four Research Reports on Community-Based Urban Development in Adjamé, Abidjan, Côte d’Ivoire, 1990-1995

Abstract

Between 1990 and 1995, the Unit for Housing and Urban Development (later CUDS) prepared four research reports on the commune district of Adjamé in Abidjan, Côte d’Ivoire (Ivory Coast). As a collection, these materials present a detailed analysis of urban housing trends in Côte d’Ivoire from the 1990s, covering economic, historical, architectural, financial and socio-geographical elements.

First, in September 1990 the Unit produced a major research endeavor, “Urban Infrastructure on Municipal Revenues and the Integration of Informal Sector Activities: The Abidjan Experience.” The report was produced for the Office of Housing and Urban Programs, U.S. Agency for International Development, in Washington D.C.

Second, in January 1994 Drs. Mona Serageldin and Francois Vigier wrote “Designing for Urban Growth, Abidjan Ivory Coast,” covering the socio-geography of Abidjan/Côte d’Ivoire in 5 detailed sections on National Context, Landscape, The Urban Landscape, Housing Typologies, and a detailed condition analysis of the Commune of Adjamé.

Third, in September 1994 the Unit presented “Community Based Development Lessons from Experience Across Cities” for a forum on “Enabling Sustainable Community Development” at the 2nd World Bank Conference. The presentation built on the Unit’s previous research on Adjamé among other cities, sponsored by the USAID,’s Office of Environment and Urban Programs.

Fourth, in October 1995 Dr. Mona Serageldin and CUDS wrote a Working Paper: “Successful Institutionalization of Community Based Development of Adjamé, Abidjan.” The paper built off all previous research on Abidjan, covering six international case studies from Abidjan, Boston, Cairo, Lima, Lublin and Tunis, selected because of their innovative character. (See footnote 1 on cover page).


[Excerpt: “Community Based Development: Lessons from Experience Across Cities,” for the 2nd World Bank Conference, September 1994, Introduction, by Mona Serageldin for the Unit, 09/1994]/

“The ESD Conference, just completed yesterday, saw a remarkable unnamity on two points of relevance, to a discussion of cross-cutting lessons.

First, that community involvement is paramount for any meaningful action to reduce poverty and improve the urban environment; and Second, that there is no single formula to do it. The diversity of cities and their local context entail that concepts be adapted to the particularities of the local context.

Yet, there is a lot to be learned from the sharing of experiences. In spite of the diversity, there are common threads. The issue of empowerment was eloquently discussed this morning. Other issues have been discussed by the previous speakers. My presentation will highlight principles which structure interfaces between communities and municipalities in order to foster community based development approaches.”

Project Year:1990-1995
Project Type:Urban Development Research
Geographic Regions:Abidjan, Côte d’Ivoire / Boston, United States / Cairo, Egypt / Lima, Perú / Lublin, Poland / Tunis, Tunisia
Reports:

“The Impact of Investments in Urban Infrastructure on Municipal Revenues and the Integration of Informal Sector Activities: The Abidjan Experience,” Full Report (September 1990)


Designing for Urban Growth, Abidjan, Ivory Coast,Mona Serageldin, Francois C.D, Vigier (January 1994)


Community Based Development: Lessons from Experience Across Cities,” Forum on “Enabling Sustainable Community Development,” 2nd World Bank Conference (September 1994)


Working Paper on “Successful Institutionalization of Community Based Development in the Commune of Adjamé,” from Community-Based Development: Experiences Across Cities. Working Paper Series, Office of Environment and Urban Programs, Center for Environment, USAID, pp. 18-31, September 1994. PN-ABU-443 (October 1995)

Authors:Samir Abdulac; Mona Serageldin; Howard Trett; François Vigier; Wafaa Abdalla; Jeanine Anderson; Nader El Bizri; Janne Corneil; John Driscoll; Denis Lesage; Sherif Lotfi; David Neilson; Tarek Sweilim
Sponsors:Unit for Housing and Urbanization at the Harvard Graduate School of Design; World Bank Conference, USAID Office of Environment and Urban Programs
Categories:Urban Planning
  
ID:1990_09_001

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“Sustainable Improvement Strategies for Lower Income Urban Communities,” Upgrading Policy Plans for Amman and Aqaba (Jordan), Cairo (Egypt), and Karachi (Pakistan), 1990

Abstract

In 1990, the Unit for Housing and Urbanization undertook a project, “Sustainable Improvement Strategies for Lower Income Urban Communities,” focusing on upgrading strategies for low-income neighborhoods in Amman and Aqaba (Jordan), Cairo (Egypt), and Karachi (Pakistan).

The project was in collaboration with the Housing and Urban Development Corporation (HUDC) in Jordan and the Department of Community Health at the Aga Khan University in Karachi. Co-funded by the Ford Foundation and UNICEF, the study assessed projects in Jordan and Egypt that demonstrated successful approaches to improving environmental quality in urban neighborhoods.

The assessments focused on determining the potential for empowering lower income households to improve their economic conditions and living environments through the provision of appropriate infrastructure services. In Karachi, the Unit funded a survey of low-income communities (see “Issues Checklist”).

Documents include an Overall Summary of the study components, and a Working Paper on “Sustainability of Public Spaces” prepared by Howard Trett for the Unit in December 1990. Following are three Full Reports by region: “Sustainable Improvements for Low-Income Communities” — with a Pakistan Component, an East Wahdat and Jofeh Amman, Jordan Component, and Amman, Cairo, and Karachi Components.

Supporting documents are an outline of the Research Agenda, a quality of life “Issues Checklist for the Reassessment of Common Spaces,” and a Background Report on HUDC Municipal and NGO Support Options for urban development assistance to the studied regions.

Excerpt


[Excerpt: “Summary of Overall Study Components,” p. 1-2]

PROBLEM DEFINITION
“The World Health Organization estimates that 5 million deaths and 2 to 3 million cases of permanent disability are caused yearly by contaminated water, poor sanitation, air pollution and overcrowding. The cumulative impact of these conditions is the most severe for children in low income urban neighborhoods. It is estimated that a child born in a squatter settlement is 40—to-50 times more likely to die before the age of five than a child in an industrialized country. According to the UN, efforts to alleviate these conditions through conventional upgrading and sites-and-services projects, has reached only ten percent of the urban poor. This investment has been concentrated in 150 projects which sought to achieve replicability through lower standards and higher levels of cost recovery.”

“These projects, which necessitate central government subsidies in one form or another, are increasingly becoming unaffordable to nations burdened by heavy foreign debts at a time when decentralization policies are shifting the responsibility of providing services to local governments.”

Municipalities in developing countries are attempting to cope with their new obligations by redefining their land development strategies, reorganizing their institutional structures and finding new methods of generating the financial resources necessary to provide and maintain urban services.”

“The ability of local government to respond to needs, and the effectiveness of the responses are linked to the capability to formulate and implement affordable improvement strategies which are also sustainable without a continuous infusion of public resources.”


PROJECT GOAL
“The research project seeks to identify, define and test strategies and methods to enable government authorities with private sector participation, to develop sustainable approaches to upgrading and maintaining urban environments in limited income communities. Special emphasis will be placed on defining strategies which have beneficial impacts on the quality of life for children and youths.”

PROJECT OBJECTIVES
– “Identify and select pragmatic approaches to sustaining environmental quality in low-income urban neighborhoods with particular emphasis on the needs of children and youths.

– Identify, select and define appropriate monitoring and evaluation criteria to appraise prevailing levels of urban environmental quality including health and sanitary conditions.

– Develop guidelines for sustainable improvement programs to be implemented by public authorities and non-government organizations.

– Train public officials and members of community organizations in assessment techniques and implementation of action programs for improving and maintaining environmental quality.”

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Project Year:1990-1992
Project Type:Policy Plan
Geographic Regions:Amman and Aqaba, Jordan / Cairo, Egypt / Karachi, Pakistan
Reports:

Summary of Overall Study Components


Summary of Cairo Sustainability and Community Management of Public Space (Reassessment Study and Field Test)


Full Report on “Sustainable Improvements for Low-Income Communities, Pakistan Component” (October 1991)


Full Report on “Sustainable Improvements in Low-Income Communities: Reassessment Phase of Assessing Sustainability in East Wahdat and Jofeh Amman, Jordan” (September 1992)


Summary of “Sustainable Improvement Strategies for Lower Income Communities: Amman, Cairo and Karachi Components” (March 1991)


Progress Report on “Sustainable Improvement Strategies for Lower Income Communities: Amman and Cairo Components (May 1991)




Preliminary Outline of Research Agenda


Issues Checklist – Reassessment of Common Spaces


Background Report: HUDC Municipal and NGO Support Options


Authors:John Driscoll; Mona Serageldin; Howard Trett; François Vigier;
Sponsors:Ford Foundation; UNICEF;
Categories:Informal Settlements and Urban Upgrading;
  
ID:1990_01_001

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“Financing Infrastructure Upgrading Programs,” Two Urban Development Research Papers, Dr. Mona Serageldin, 1989-1991

Abstract

From 1989 to 1991, Dr. Mona Serageldin authored two related papers on financing urban development for the Unit for Housing and Urbanization at Harvard University: “Financing Upgrading Programs (November 1989) and “Financing Infrastructure Upgrading Programs (March 1991).

The papers assessed the exchange components of local and foreign currency, as cost factors in urban development upgrading projects. Dr. Serageldin focused on three main needs to establish effectively financed upgrading programs: 1) Construction of new infrastructure networks, 2) Building and improvement of community facilities like schools and health centers, and 3) Creation of homeowner credit mechanisms to improve residential properties. Municipalities in Jordan, Tunisia, and Hafsia provided example case studies.



[Excerpt: “Financing Upgrading Programs, November 1989”]

“…Upgrading is widely held to be the most effective mechanism to expand the supply of housing for limited income groups and improve living conditions for the urban poor. By providing the support infrastructure, it opens up opportunities for new economic activity.”

“Despite highly publicized haranguing by U.N. Habitat, housing is no longer viewed as a priority for public expenditure by international funding organizations and bilateral aid agencies. The debt situation in developing countries implies a widening gap between urgent needs and potential resources. Demographic pressure and the economic crisis have concentrated efforts on economic development and employment generation rather than social infrastructure.”

See related I2UD projects below

Project Year:1989-1991
Project Type:Research Paper
Geographic Regions:Global / None Specified
Reports:

Financing Upgrading Programs: (Mona Serageldin, November 1989)


Financing Infrastructure Upgrading Programs: (Mona Serageldin, March 1991)

Authors:Mona Serageldin
Sponsors:Unit for Housing and Urbanization at the Harvard University Graduate School of Design (1989); USAID Office of Housing and Urban Projects (1991);
Categories:Reconciliation and Development
  
ID:1989_11_001

Related I2UD Projects

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“Environmental Health Factors in Housing,” Design Study for the Rapid Urbanization of Low-Income Settlements in Urban-Fringe Districts, 1989

Abstract

“Environmental Health Factors in Housing” was a study from 1989 by the Unit for Housing and Urbanization — addressing the link between rapid urbanization and rapid densification of low-income housing settlements in economically struggling cities — called the “Third World” in 1980s-era economic terminology.

The report addressed the environmental hazards, poverty, disease and slum housing conditions emerging in areas around housing developments built recently but lacking adequate infrastructure for socio-economic longevity and community health. The Unit presented their aim to form a model for affordable, practical design criteria that paid attention to both economic and social factors for urban-fringe districts.

Documents include working reports from April, July and August 1989, a Study Summary, and a Research Strategy and Methodological Guidelines by Rafique H. Keshavjee (Ph.D. Orville Solon, Ph.D.) from December 1989.



[Excerpt: Study Summary, I. Overview, July 1989, p. 2]

“Most urban settlements in lower-income countries, whether they are new settlements built by the government, established informal communities or new squatter areas, are subject to tremendous pressures of population growth and economic and physical change. The greater the pressure for development, the more rapid the transformations brought about by this maturation process. This continuous growth and change can rapidly transform their original physical forms beyond recognition and alter the community’s social and economic functions. The process is further intensified when governments introduce improvements such as water, sewerage, basic services and housing. For example, carefully planned housing projects designed according to standards which assume a segregation of commercial and residential activities will find that, overtime, these activities will occur simultaneously in the same area.

The need of low-income families to generate additional income and living space results in the construction of new rooms and apartments which were often not anticipated in the original design of the site or its infrastructure. In such cities as Karachi, Dhakka and Cairo, where housing shortages are high, additions to structures can reach over six stories in less than five years, raising densities from under 400 to over 1,000 persons per hectare. The most dynamic aspect of transformation within a community affects housing, small scale commercial establishments and the disappearance or overuse of communal open
spaces.”

…..

[Excerpt: Study Summary, III. STUDY DESIGN, July 1989, p. 7]

“The purpose of the Study is to develop practical, affordable design criteria which are responsive to the social and economic dynamics of low-income settlements. It will focus on aspects of housing and community design which have received little attention in the past. Most notably, the long-term impact of rapid growth in low-income urban settlements and the effect of the resulting transformation of housing and environmental conditions on the health of the residents. The definition of this linkage and the development of appropriate environmental design criteria, will allow decision makers to choose physical improvements that will maintain their positive impacts as a community matures.

Project Year:1989
Project Type:Environmental Climate Research Paper
Geographic Regions:Global / None Specified
Reports:
Environmental Health Factors in Housing: (April 1989)


Environmental Health Factors in Housing: (August 1989)


Environmental Health Factors in Housing: (July 1989)


Environmental Health Factors in Housing: (Summary, July 1989)


Environmental Health Factors in Housing: Research Strategy and Methodological Guidelines (December 1989)

Authors:Rafique H. Keshavjee, Ph.D.; Mona Serageldin; François Vigier;
Sponsors:World Health Organization; Ford Foundation;
Categories:Climate Change and Resilience Building
  
ID:1989_07_001

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“The Development and Morphology of Informal Housing,” Research Paper, Published with Aga Khan Award for Architecture Seminar Proceedings, Dr. Mona Serageldin, 1988.

Abstract

Dr. Mona Serageldin authored this research paper in 1988 for the Unit for Housing and Urbanization at Harvard University, published as part of the proceedings of the Aga Khan Award for Architecture Seminar on the “Architecture of Housing” held in Zanzibar, Tanzania in October 1988.

The paper relates the history of housing development processes (1950s-1980s) in the Middle East, North Africa and East African regions, in cities including Tunis (Tunisia,), Damascus (Syria), Cairo (Egypt), Zanzibar (Tanzania), and Sana’a (Yemen). It compares the makeup of circumstances and populations, and describes housing units in each location — covering design and construction, with requirements for designing suitable housing units.


[Excerpt: I. Background: Mona Serageldin]

“The involvement of architects and planners with housing for lower income groups began in the 50’s and 60’s when national governments in the post colonial era embarked on slum eradication programs. Slum dwellers were to be rehoused in public housing estates. To the designers of these first projects, the overriding concern was decent shelter and sanitary conditions and not affordability. That their vision was influenced by prevailing international norms was the natural outcome of their professional training. Their failure to foresee the implications of demographic and economic trends over the next 2 decades invalidated their approach. Their efforts were overwhelmed by population growth, surplus labor, and an influx of rural migrants which could not be checked.

“Throughout the 60’s housing shortages increased and slums proliferated. Frustrated authorities turned to legislative controls, a politically expedient short-term remedy. The longer term impacts were devastating. Stringent controls accelerated the deterioration of the regulated stock, distorted private production, undermined the tax base, hampered residential mobility and warped occupancy patterns.

“The low cost shelter solutions advocated in the 60’s and 70’s produced a variety of expandable core housing prototypes to meet the needs of the urban poor. They were valid models in parts of Africa and Asia where the process happened to coincide with local practices as in Khartoum and Dakar. Elsewhere, the lack of enthusiasm among housing authorities for these approaches stemmed from an accurate perception of their unsuitability as a housing solution for the middle classes, the only client group of political consequence. Leverage and funding from international agencies launched projects in many countries which otherwise might have never experimented with minimal shelter programs. The improvements provided were on a scale too small to be meaningful in relation to the magnitude of the problem or noticeable in the midst of sprawling chaotic cities. By the mid 70’s their demonstration effect had lost its significance.”

“The shock waves in world economics and the resultant movements of labor and capital transformed the character of urban growth throughout the third world. By 1981, 15 million expatriate workers funneled between 25 and 35 billion dollars of foreign exchange back to their home countries. As the bulk of these remittances found their way into real estate, the urbanized area of cities doubled or tripled in extent shaped by uncontrolled housing construction on an unprecedented scale. Functionally defective and aesthetically chaotic environments became the dominant feature of cities, those annual rate of expansion of 4% to 7% outstripped the capacities of municipalities to provide urban services. As a result, their efficiency was impaired and there has been a sharp deterioration in the quality of life.”

See related I2UD projects below

Project Year:1988
Project Type:Research Paper
Geographic Regions:Cairo, Egypt / Damascus, Syria / Tunis, Tunisia / Sana’a, Yemen / Zanzibar, Tanzania
Reports:
The Development and Morphology of Informal Housing: (Mona Serageldin, September 1988)


Authors:Mona Serageldin; Samir Abdulac; Oussama Kabbani; Richard Khan;
Sponsors:Aga Khan Award for Architecture
Categories:Urban Planning
  
ID:1988_09_001

Related I2UD Projects

“World Migration Report,” Background Papers on Displacement, Migration and Resettlement in MENA (Middle East and North Africa), International Organization for Migration, 2014

“Migration, Remittances and Housing in Sub-Saharan Africa,” Study on Senegal, Kenya, and South Africa, with the Swedish International Development Cooperation Agency (SIDA), 2007-2008

“Migration, Remittances and the Empowerment of Women in Central America and the Andean Region,” for PROMESHA, Lund University, 2007-2008

“Habitat III Regional Report for the Arab Region,” for UN-Habitat (ROAS) and United Nations (ESCWA), 2015-2016

“National Urban Strategy for Governorates in Iraq,” Development Strategy for Phase II of the United Nations Development Programme (UNDP) and Iraq Ministry of Planning Local Area Development Programme (LADP II), 2014-2018

“National Urban Policies in Arab States,” Regional Assessment and Case Studies on NUPs in Egypt, Jordan, Morocco, Saudi Arabia and Sudan, 2014

UN-HABITAT Spatial Regional Plan and Assessment for the Kurdistan-Iraq Region Housing Program, 2014

“Inclusive Cities and Access to Land, Housing, and Services in Developing Countries,” Urban Development Series: Knowledge Papers, February 2016, No. 22. World Bank’s Social, Urban, Rural & Resilience Global Practice, 2016

“Basic Services for an Urbanizing World,” Third Global Report on Local Democracy and Decentralization (GOLD III, UCLG). Chapter on “Middle East and West Asia” by Mona Serageldin, I2UD, 2013

World Bank MNA Urban Action Plan – Policy and Strategy Papers: “The Evolving Regional Urban Agenda: Key Challenges and Opportunities,” & “From Spring to Renaissance: Repositioning the Arab Cities,” 2013

“GCC Regional Spatial Strategy – Elements and Considerations,” Urban Development Plan, UN-Habitat Gulf States Regional Office Workshops, 2013

State of Arab Cities 2012 UN-Habitat Report & Conference – “Challenges of Urban Transition: Municipal Management and Urban Development Conference For Sustainability in Arab States,” Kuwait, May 2012

“Comprehensive Plan for Makkah, Madinah and Mashaer,” Urban Development Strategy for Ancient Holy Sites in Saudi Arabia, 2009

Executive Training Course 2006: “Strategic Planning for Sustainable Infrastructure Development,” Workshop Curriculum with Case Studies, Pretoria, South Africa, 2006

“Development Corridors and Urban Development Strategies” and “Slum Improvement Strategies and Social Inclusion,” Presentations by Dr. Mona Serageldin, 11th United Nations Conference on Trade and Development, São Paulo, Brazil, 2004

“Migratory Flows, Poverty and Social Inclusion in Latin America,” Research Report by Dr. Mona Serageldin with Swedish International Development Agency (SIDA), 2004

“Community-Based Urbanization and Favelas Rehabilitation Processes,” Case Study in Academy Editions, “The Architecture of Empowerment: People, Shelter and Livable Cities,” for Fortaleza, Brazil, 1997

“Review of Ongoing USAID Shelter Sector Activities in Morocco,” Report by Dr. Mona Serageldin with ICMA, TSS Inc. for USAID/Morocco Office of Housing and Urban Programs, 1992-1998

Design Studio 1989: “Rabat’s Urban Fringe,” Urbanization Analysis of Rabat, Morocco – Seminar Curriculum

Design Studio 1988: “Urban Infrastructure Planning and Programing in Developing Countries,” Chapters 1-7, Seminar Curriculum

“World Migration Report,” Background Papers on Displacement, Migration and Resettlement in MENA (Middle East and North Africa), International Organization for Migration, 2014

“The Development and Morphology of Informal Housing,” Research Paper, Published with Aga Khan Award for Architecture Seminar Proceedings, Dr. Mona Serageldin, 1988.

Design Studio 1984: “The Revitalization of a Traditional Urban Quarter” for the Medieval Darb al Ahmar District, Cairo, Egypt, Seminar Curriculum

“Best Practices and Local Leadership Programme,” Review of International Urban Development Projects, for the United Nations Centre for Human Settlements (UN-Habitat), 1995

Habitat III Regional Report for the Arab Region: Papers on “Inclusive cities,” “Migration and Refugees in Urban Areas,” and “Land Structure, Process, and Outcome,” for UN-Habitat (ROAS) and United Nations (ESCWA), 2015-2016

World Bank MNA Urban Action Plan – Policy and Strategy Papers: “The Evolving Regional Urban Agenda: Key Challenges and Opportunities,” & “From Spring to Renaissance: Repositioning the Arab Cities,” 2013

“Comprehensive Plan for Makkah, Madinah and Mashaer,” Urban Development Strategy for Ancient Holy Sites in Saudi Arabia, 2009

State of Arab Cities 2012 UN-Habitat Report & Conference – “Challenges of Urban Transition: Municipal Management and Urban Development Conference For Sustainability in Arab States,” Kuwait, May 2012

“Basic Services for an Urbanizing World,” Third Global Report on Local Democracy and Decentralization (GOLD III, UCLG). Chapter on “Middle East and West Asia” by Mona Serageldin, I2UD, 2013

UN-HABITAT Spatial Regional Plan and Assessment for the Kurdistan-Iraq Region Housing Program, 2014

Keynote for City Debates 2015, American University of Beirut: “The Dynamics of Neighborhood Transformation: Long Term Trends and Immediate Responses to Turmoil and Civil Unrest,” Dr. Mona Serageldin

“Inclusive Cities and Access to Land, Housing, and Services in Developing Countries,” Urban Development Series: Knowledge Papers, February 2016, No. 22. World Bank’s Social, Urban, Rural & Resilience Global Practice, 2016

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